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Prudential PLC — Regulatory Filings 2017
Sep 29, 2017
4668_ffr_2017-09-29_21404fc1-94d1-4ce1-b3b9-1e9ff26f4cad.zip
Regulatory Filings
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of September , 2017
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Thomas
Watjen | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | American Depository Receipts ("ADRs") 74435K204 | |
| b) | Nature of the transaction | Acquisition
of ADRs | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | USD
47.822 | 2,750 |
| d) | Aggregated information - Aggregated volume - Price | 2,750 USD
47.822 | |
| e) | Date of the transaction | 2017-09-28 | |
| f) | Place of the transaction | New
York Stock Exchange | |
| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Anthony
Nightingale | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition
of shares | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
17.88 | 20,000 |
| d) | Aggregated information - Aggregated volume - Price | 20,000 GBP
17.88 | |
| e) | Date of the transaction | 2017-09-29 | |
| f) | Place of the transaction | London
Stock Exchange | |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027
Sylvia Edwards, Deputy Group Secretary, +44 (0)20 7548 3826
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 29 September 2017
| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Sylvia Edwards |
| Sylvia
Edwards |
| Deputy
Group Secretary |
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