Prudential PLC — Regulatory Filings 2017

Dec 4, 2017

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of December , 2017

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | (i)
Exercise of options under the Prudential Savings-Related Share
Option Plan (ii)
Immediate sale of shares on exercise of options under the
Prudential Savings-Related Share Option Plan | |
| c) | Price(s) and volume(s) | (i)
Exercise of options: | |
| | | Price(s) | Volume(s) |
| | | GBP
11.552 | 779 |
| | | (ii)
Sale: | |
| | | Price(s) | Volume(s) |
| | | GBP
18.328498 | 779 |
| d) | Aggregated information - Aggregated volume - Price | 779 GBP
18.328498 | |
| e) | Date of the transaction | 2017-12-01 | |
| f) | Place of the transaction | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Communications Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | (i)
Exercise of options under the Prudential Savings-Related Share
Option Plan (ii)
Immediate sale of shares on exercise of options under the
Prudential Savings-Related Share Option Plan | |
| c) | Price(s) and volume(s) | (i)
Exercise of options: | |
| | | Price(s) | Volume(s) |
| | | GBP
6.286667 | 2,386 |
| | | (ii)
Sale: | |
| | | Price(s) | Volume(s) |
| | | GBP
18.328498 | 2,386 |
| d) | Aggregated information - Aggregated volume - Price | 2,386 GBP 18.328498 | |
| e) | Date of the transaction | 2017-12-01 | |
| f) | Place of the transaction | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Porter | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
General Counsel and Company Secretary (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | (i)
Exercise of options under the Prudential Savings-Related Share
Option Plan (ii)
Immediate sale of shares on exercise of options under the
Prudential Savings-Related Share Option Plan | |
| c) | Price(s) and volume(s) | (i)
Exercise of options: | |
| | | Price(s) | Volume(s) |
| | | GBP
11.552 | 779 |
| | | (ii)
Sale: | |
| | | Price(s) | Volume(s) |
| | | GBP
18.328498 | 779 |
| d) | Aggregated information - Aggregated volume - Price | 779 GBP
18.328498 | |
| e) | Date of the transaction | 2017-12-01 | |
| f) | Place of the transaction | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | David
Law | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction | Acquisition
of shares | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
18.37 | 2,162 |
| d) | Aggregated information - Aggregated volume - Price | 2,162 GBP
18.37 | |
| e) | Date of the transaction | 2017-12-01 | |
| f) | Place of the transaction | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Anne
Richards | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Option in respect of notional shares in Prudential plc GB0007099541 | |
| b) | Nature of the transaction | (i)
Exercise of option over notional shares (including related dividend
equivalent); (ii)
Receiving a cash amount of £395,174.04 in accordance with the
terms of that option; and (iii)
Application of the net cash amount in (ii) above to the purchase of
21,408 Prudential plc shares at £18.33 per share | |
| c) | Price(s) and volume(s) | (i)
Exercise of option: | |
| | | Price(s) | Volume(s) |
| | | GBP
0.05 | 41,194 |
| | | (ii)
Receipt of cash amount GBP
395,174.04 | |
| | | (iii)
Purchase of Prudential plc shares | |
| | | Price(s) | Volume(s) |
| | | GBP
18.33 | 21,408 |
| d) | Aggregated information - Aggregated volume - Cash amount / price received | (i)
Exercise of option: | |
| | | Price(s) | Volume(s) |
| | | GBP
0.05 | 41,194 |
| | | (ii)
Receipt of cash amount GBP
395,174.04 | |
| | | (iii)
Purchase of Prudential plc shares | |
| | | Price(s) | Volume(s) |
| | | GBP
18.33 | 21,408 |
| e) | Date of the transaction | (i)
Exercise of option: 2017-12-01 (ii)
Receipt of cash amount: 2017-12-04 (iii)
Purchase of Prudential plc shares: 2017-12-04 | |
| f) | Place of the transaction | London
Stock Exchange | |

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager +44 (0)20 7548 2027

Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: 04 December 2017

| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |

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