Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Prudential PLC Regulatory Filings 2016

Feb 5, 2016

4668_ffr_2016-02-05_f36bc55d-721a-47c3-8f85-9154ebfefd7e.zip

Regulatory Filings

Open in viewer

Opens in your device viewer

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of February, 2016

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b): 82-

TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES

  1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Prudential plc

  1. Reason for the notification:

An acquisition or disposal of voting rights

  1. Full name of person(s) subject to the notification obligation:

The Capital Group Companies, Inc.

  1. Full name of shareholder(s) (if different from 3.):

See answer to Question 9

  1. Date of the transaction and date on which the threshold is crossed or reached:

3 February 2016

  1. Date on which issuer notified:

4 February 2016

  1. Threshold(s) that is/are crossed or reached:

Above 10%

  1. Details notified:

8A: Voting rights attached to shares

Class/type of shares Situation previous to the triggering transaction — Number of Shares Number of Voting Rights Resulting situation after the triggering transaction — Number of shares Number of voting rights % of voting rights
Direct Direct Indirect Direct Indirect
Ordinary 5p (GB0007099541) 252,307,999 252,307,999 259,909,559 10.103%
ADRs (US74435K2042) 405,522 811,044 813,186 0.032%

8B: Financial Instruments

Resulting situation after the triggering transaction:

Type of financial instrument Expiration date Exercise/ Conversion Period/ Date Number of voting rights that may be acquired if the Instrument is exercised/ converted % of voting rights
n/a n/a n/a n/a n/a

8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Type of financial instrument Expiration date Exercise/ Conversion Period/ Date Number of voting rights that may be acquired if the Instrument is exercised/ converted % of voting rights
Nominal Delta
n/a n/a n/a n/a n/a n/a

Total (A+B+C):

Number of voting rights % of voting rights
260,722,745 10.135%
  1. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
The Capital Group Companies, Inc. (CG) holdings Number of Shares Percent of Outstanding
Holdings by CG Management Companies and Funds: 260,722,745 10.1345%
Capital Research and Management Company 246,939,021 9.599%

Proxy Voting:

  1. Name of the proxy holder:

n/a

  1. Number of voting rights proxy holder will cease to hold:

n/a

  1. Date on which proxy holder will cease to hold voting rights:

n/a

  1. Additional information:

n/a

Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.

Contact name for enquiries

Emma Abdul, Group Secretariat, +44 (0) 203 790 1327

Company official responsible for making notification

Helen Archbold, Head of Corporate Secretariat

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date 05 February 2016

PRUDENTIAL PUBLIC LIMITED COMPANY
By: /s/ Helen Archbold
Helen Archbold
Head of Corporate Secretariat