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Prudential PLC — Regulatory Filings 2016
Nov 23, 2016
4668_ffr_2016-11-23_f05278f1-14ad-4b00-a0af-f0758d87ff5a.zip
Regulatory Filings
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of November, 2016
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 23 November 2016
| Name of applicant : — Name of
scheme: | | Prudential
plc — Prudential
Savings-Related Share Option Scheme | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 May
2016 | To: | 31
October 2016 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 421,313
ordinary shares of 5p each | | |
| Plus: The amount by which the block scheme(s) has been
increased since the date of the last return (if any increase has
been applied for): | | Nil | | |
| Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 229,781
ordinary shares of 5p each | | |
| Equals: Balance under scheme(s) not yet
issued/allotted at end of period: | | 191,532
ordinary shares of 5p each | | |
| Name of
contact: | Angela
Zeng |
| --- | --- |
| Telephone
number of contact: | +44 (0)
20 7548 3943 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 23 November 2016
| Name of applicant : — Name of
scheme: | | Prudential
plc — Prudential
Long Term Incentive Plan Prudential
Agency Long Term Incentive Plan | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 May
2016 | To: | 31
October 2016 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 7,126,864
ordinary shares of 5p each | | |
| Plus: The amount by which the block scheme(s) has been
increased since the date of the last return (if any increase has
been applied for): | | Nil | | |
| Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 6,013,156
ordinary shares of 5p each | | |
| Equals: Balance under scheme(s) not yet
issued/allotted at end of period: | | 1,113,708
ordinary shares of 5p each | | |
| Name of
contact: | Angela
Zeng |
| --- | --- |
| Telephone
number of contact: | +44 (0)
20 7548 3943 |
BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris .
Date: 23 November 2016
| Name of applicant : — Name of
scheme: | | Prudential
plc — Prudential
International Savings-Related Share Option Scheme | | |
| --- | --- | --- | --- | --- |
| Period
of return: | From: | 1 May
2016 | To: | 31
October 2016 |
| Balance
of unallotted securities under scheme(s) from previous
return: | | 563,684
ordinary shares of 5p each | | |
| Plus: The amount by which the block scheme(s) has been
increased since the date of the last return (if any increase has
been applied for): | | Nil | | |
| Less: Number of securities issued/allotted under
scheme(s) during period (see LR3.5.7G): | | 128,583
ordinary shares of 5p each | | |
| Equals: Balance under scheme(s) not yet
issued/allotted at end of period: | | 435,101
ordinary shares of 5p each | | |
| Name of
contact: | Angela
Zeng |
| --- | --- |
| Telephone
number of contact: | +44 (0)
20 7548 3943 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 23 November 2016
| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By:
/s/ Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |
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