Prudential PLC — Regulatory Filings 2016

Oct 6, 2016

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

For the month of October, 2016

PRUDENTIAL PUBLIC LIMITED COMPANY

(Translation of registrant's name into English)

LAURENCE POUNTNEY HILL,

LONDON, EC4R 0HH, ENGLAND

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports

under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes No X

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Chief Executive (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive
Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
14.22 | 2 |
| | | (ii) | GBP
13.72 | 1,000 |
| d) | Aggregated information - Aggregated volume - Price | 1,002 GBP
13.97 | | |
| e) | Date of the transaction(s) | 2016-10-04 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Michael
Wells | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Chief Executive (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | American Depositary Receipt ("ADR") GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of ADRs in respect of dividends accruing to deferred share awards
under the Prudential Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | USD
35.94 | 1,058 |
| d) | Aggregated information - Aggregated volume - Price | 1,058 USD
35.94 | |
| e) | Date of the transaction(s) | 2016-10-04 | |
| f) | Place of the transaction(s) | New
York Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Nicolaos
Nicandrou | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Chief
Financial Officer (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive
Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
14.22 | 14 |
| | | (ii) | GBP
13.72 | 999 |
| d) | Aggregated information - Aggregated volume - Price | 1,013 GBP
13.97 | | |
| e) | Date of the transaction(s) | 2016-10-04 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | John
Foley | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive
Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
14.22 | 3 |
| | | (ii) | GBP
13.72 | 1,337 |
| d) | Aggregated information - Aggregated volume - Price | 1,340 GBP
13.97 | | |
| e) | Date of the transaction(s) | 2016-10-04 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Penny
James | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Chief Risk Officer (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of shares in respect of dividends accruing to deferred share awards
under the Prudential Annual Incentive Plan and the Group Deferred
Bonus Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
13.72 | 213 |
| d) | Aggregated information - Aggregated volume - Price | 213 GBP
13.72 | |
| e) | Date of the transaction(s) | 2016-10-04 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Barry
Stowe | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | American Depositary Receipt ("ADR") GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of ADRs in respect of dividends accruing to deferred share awards
under the Prudential Annual Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | USD
35.94 | 801 |
| d) | Aggregated information - Aggregated volume - Price | 801 USD
35.94 | |
| e) | Date of the transaction(s) | 2016-10-04 | |
| f) | Place of the transaction(s) | New
York Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tony
Wilkey | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Executive
Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Corporation Asia All Employee Share Purchase
Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan and the PCA
Deferred Bonus Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
13.86 | 5 |
| | | (ii) | GBP
13.72 | 925 |
| d) | Aggregated information - Aggregated volume - Price | 930 GBP
13.79 | | |
| e) | Date of the transaction(s) | 2016-10-04 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tony
Wilkey | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Sale of
shares under the Prudential Corporation Asia All Employee Share
Purchase Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
14.21 | 559 |
| d) | Aggregated information - Aggregated volume - Price | 559 GBP
14.21 | |
| e) | Date of the transaction(s) | 2016-10-05 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Julian
Adams | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Regulatory and Government Affairs Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive
Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
14.22 | 2 |
| | | (ii) | GBP
13.72 | 245 |
| d) | Aggregated information - Aggregated volume - Price | 247 GBP
13.97 | | |
| e) | Date of the transaction(s) | 2016-10-04 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Raghu
Hariharan | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Director
of Strategy & Capital Market Relations (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Group Deferred Bonus
Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
14.22 | 3 |
| | | (ii) | GBP
13.72 | 127 |
| d) | Aggregated information - Aggregated volume - Price | 130 GBP
13.97 | | |
| e) | Date of the transaction(s) | 2016-10-04 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Jonathan
Oliver | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
Communications Director (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan and the
Group Deferred Bonus Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
14.22 | 7 |
| | | (ii) | GBP
13.72 | 74 |
| d) | Aggregated information - Aggregated volume - Price | 81 GBP
13.97 | | |
| e) | Date of the transaction(s) | 2016-10-04 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Alan
Porter | | |
| --- | --- | --- | --- | --- |
| 2 | Reason for the notification | | | |
| a) | Position/status | Group
General Counsel & Company Secretary (PDMR) | | |
| b) | Initial notification /Amendment | Initial
notification | | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Name | Prudential
plc | | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | | |
| b) | Nature of the transaction(s) | (i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan (ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan and the
Group Deferred Bonus Plan | | |
| c) | Price(s) and volume(s) | | Price(s) | Volume(s) |
| | | (i) | GBP
14.22 | 5 |
| | | (ii) | GBP
13.72 | 218 |
| d) | Aggregated information - Aggregated volume - Price | 223 GBP
13.97 | | |
| e) | Date of the transaction(s) | 2016-10-04 | | |
| f) | Place of the transaction(s) | London
Stock Exchange | | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Tim
Rolfe | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Group
Human Resources Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of shares in respect of dividends accruing to deferred share awards
under the Prudential Annual Incentive Plan and the Group Deferred
Bonus Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
13.72 | 274 |
| d) | Aggregated information - Aggregated volume - Price | 274 GBP
13.72 | |
| e) | Date of the transaction(s) | 2016-10-04 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

| 1 — a) | Details of the person discharging managerial responsibilities /
person closely associated — Name | Howard
Davies | |
| --- | --- | --- | --- |
| 2 | Reason for the notification | | |
| a) | Position/status | Non-Executive
Director (PDMR) | |
| b) | Initial notification /Amendment | Initial
notification | |
| 3 | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Name | Prudential
plc | |
| b) | LEI | 5493001Z3ZE83NGK8Y12 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description of the financial instrument, type of
instrument Identification
code | Ordinary shares of 5 pence each GB0007099541 | |
| b) | Nature of the transaction(s) | Acquisition
of shares under the Dividend Re-investment Plan for ordinary
shareholders | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| | | GBP
13.9498 | 83 |
| d) | Aggregated information - Aggregated volume - Price | 83 GBP
13.9498 | |
| e) | Date of the transaction(s) | 2016-10-05 | |
| f) | Place of the transaction(s) | London
Stock Exchange | |

Additional information

Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.

Contact

Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027

Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date 06 October 2016

| PRUDENTIAL
PUBLIC LIMITED COMPANY |
| --- |
| By: /s/
Chris Smith |
| Chris
Smith |
| Deputy
Group Secretary |

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