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PRUDENTIAL FINANCIAL INC Director's Dealing 2026

Jan 14, 2026

30092_dirs_2026-01-14_80b535b9-3bb0-4801-bcd0-a797afc47562.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2026-01-12

Reporting Person: Feeney Caroline (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-01-12 Common Stock M 60761 Acquired 83377.53 Direct
2026-01-12 Common Stock F 29859 $117.74 Disposed 53518.53 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-01-12 1/12/21 Restricted Stock Units $ M 60761 Disposed Common Stock (60761) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8809 Indirect

Footnotes

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: Amount reported has been adjusted to include 86 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between September 30, 2025 and December 31, 2025 based on a plan statement dated December 31, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).

F4: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5: The Restricted Stock Units vested on 1/12/26.