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PRUDENTIAL FINANCIAL INC — Director's Dealing 2025
Mar 4, 2025
30092_dirs_2025-03-04_fe670f8a-a0e5-4929-b1bc-1764d1506a9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2025-02-28
Reporting Person: Axel Robert (SVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-28 | Common Stock | M | 577 | — | Acquired | 10516 | Direct |
| 2025-02-28 | Common Stock | F | 195 | $115.10 | Disposed | 10321 | Direct |
| 2025-02-28 | Common Stock | M | 678 | — | Acquired | 10999 | Direct |
| 2025-02-28 | Common Stock | F | 229 | $115.10 | Disposed | 10770 | Direct |
| 2025-02-28 | Common Stock | M | 665 | — | Acquired | 11210 | Direct |
| 2025-02-28 | Common Stock | F | 225 | $115.10 | Disposed | 10545 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-28 | 2022 Restricted Stock Units | $0 | M | 577 | Disposed | Common Stock (577) | Direct | |
| 2025-02-28 | 2023 Restricted Stock Units | $0 | M | 678 | Disposed | Common Stock (678) | Direct | |
| 2025-02-28 | 2024 Restricted Stock Units | $0 | M | 665 | Disposed | Common Stock (665) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1377 | Indirect |
Footnotes
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
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