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PRUDENTIAL FINANCIAL INC — Director's Dealing 2016
Feb 26, 2016
30092_dirs_2016-02-26_baa02caa-700e-4417-8a03-c6c20378bd5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ClearBridge Energy MLP Fund Inc. (CEM)
CIK: 0001488775
Period of Report: 2016-02-24
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Reporting Person: Prudential Retirement Insurance & Annuity Co (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-24 | Series C Mandatory Redeemable Preferred Stock | J | 152 | $102958 | Disposed | 58 | Indirect |
| 2016-02-24 | Series D Mandatory Redeemable Preferred Stock | J | 420 | $103132 | Disposed | 160 | Indirect |
Footnotes
F1: Share transfer to Issuer on 2/24/2016.
F2: Per Share Price includes accrued dividends and 2% premium.
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