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PRUDENTIAL FINANCIAL INC Director's Dealing 2016

Feb 26, 2016

30092_dirs_2016-02-26_baa02caa-700e-4417-8a03-c6c20378bd5c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ClearBridge Energy MLP Fund Inc. (CEM)
CIK: 0001488775
Period of Report: 2016-02-24

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Reporting Person: Prudential Retirement Insurance & Annuity Co (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-24 Series C Mandatory Redeemable Preferred Stock J 152 $102958 Disposed 58 Indirect
2016-02-24 Series D Mandatory Redeemable Preferred Stock J 420 $103132 Disposed 160 Indirect

Footnotes

F1: Share transfer to Issuer on 2/24/2016.

F2: Per Share Price includes accrued dividends and 2% premium.