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PRUDENTIAL FINANCIAL INC — Director's Dealing 2016
Feb 19, 2016
30092_dirs_2016-02-19_21c8fe60-feca-4f1f-8152-8198ec78cd41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA)
CIK: 0001570318
Period of Report: 2016-02-17
Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-17 | Series C Mandatory Redeemable Preferred Stock | J | 41 | $103014 | Disposed | 99 | Indirect |
| 2016-02-17 | Series D Mandatory Redeemable Preferred Stock | J | 24 | $103087 | Disposed | 56 | Indirect |
| 2016-02-17 | Series D Mandatory Redeemable Preferred Stock | J | 85 | $103087 | Disposed | 205 | Indirect |
Footnotes
F1: Share transfer to Issuer on 2/17/2016.
F2: Per Share Price includes accrued dividends and 2% premium.
F3: As grantor of the PICA Hartford Life & Annuity Comfort Trust.
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