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PRUDENTIAL FINANCIAL INC Director's Dealing 2016

Feb 19, 2016

30092_dirs_2016-02-19_21c8fe60-feca-4f1f-8152-8198ec78cd41.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (CBA)
CIK: 0001570318
Period of Report: 2016-02-17

Reporting Person: PRUDENTIAL FINANCIAL INC (10% Owner)
Reporting Person: PRUDENTIAL INSURANCE CO OF AMERICA (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-17 Series C Mandatory Redeemable Preferred Stock J 41 $103014 Disposed 99 Indirect
2016-02-17 Series D Mandatory Redeemable Preferred Stock J 24 $103087 Disposed 56 Indirect
2016-02-17 Series D Mandatory Redeemable Preferred Stock J 85 $103087 Disposed 205 Indirect

Footnotes

F1: Share transfer to Issuer on 2/17/2016.

F2: Per Share Price includes accrued dividends and 2% premium.

F3: As grantor of the PICA Hartford Life & Annuity Comfort Trust.