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PRUDENTIAL FINANCIAL INC Director's Dealing 2016

May 12, 2016

30092_dirs_2016-05-12_11fd9679-acc8-484a-86c7-030f16b40058.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2016-05-10

Reporting Person: CULLEN JAMES (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-10 Common Stock M 1795 Acquired 3795 Direct
2016-05-10 Common Stock D 1795 $77.16 Disposed 2000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-05-10 2015 Restricted Stock Units $0 M 1795 Disposed Common Stock (1795) Direct
2016-05-10 2016 Restricted Stock Units $0 A 1944 Acquired Common Stock (1944) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 33 Indirect

Footnotes

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.

F2: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.

F3: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2016.

F4: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017.