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PRUDENTIAL FINANCIAL INC — Director's Dealing 2010
Mar 3, 2010
30092_dirs_2010-03-03_a6a86700-c5ba-4661-a277-24f0718ebe26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2010-03-01
Reporting Person: BECKER FREDERIC K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-01 | Common Stock | M | 5143 | $52.41 | Acquired | 28610 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-01 | Notional Shares - Mandatory | $0 | M | 2380 | Disposed | Common Stock (2380) | Direct | |
| 2010-03-01 | Notional Shares - Optional | $0 | M | 2763 | Disposed | Common Stock (2763) | Direct |
Footnotes
F1: Nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.
F2: Notional Shares convert to common stock on a 1 to 1 basis.
F3: Notional shares are payable in common stock in compliance with the Directors Deferred Compensation Plan and Section 409A of the Internal Revenue Code.
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