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PRUDENTIAL FINANCIAL INC — Director's Dealing 2010
Sep 2, 2010
30092_dirs_2010-09-02_71ce3a28-4dc9-4bf1-bc98-c54835c29288.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2010-08-20
Reporting Person: STRANGFELD JOHN R JR (Director, Chief Executive Officer, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-20 | Common Stock | G | 9200.0000 | $0.0000 | Disposed | 233503.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1149.0000 | Indirect |
| Common Stock | 539.0000 | Indirect |
Footnotes
F1: Gifts to charitable foundations.
F2: Following the transactions reported on this Form 4, Mr. Strangfeld continues to hold 156,962 shares directly and 1,149 shares indirectly in a 401(k) account. Mr. Strangfeld also holds an additional 594,676 vested stock options, 417,038 unvested stock options, 239,609 restricted stock units and 70,294 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F3: Beneficial ownership includes shares acquired under The Prudential Employee Savings Plan which are exempt transactions pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.