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PRUDENTIAL FINANCIAL INC — Director's Dealing 2010
Mar 11, 2010
30092_dirs_2010-03-11_a648f220-f0a6-4fcc-9cb1-d8c535c0ae65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2010-03-09
Reporting Person: Blount Susan L (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-09 | Common Stock | G | 1350 | — | Disposed | 18902 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1054 | Indirect |
Footnotes
F1: Gift to a 501(c)(3) charitable foundation.
F2: Following the transactions reported on this Form 4, the reporting person continues to hold 18,902 shares directly and 1,054 shares indirectly through the 401(k). The reporting person also holds an additional 71,493 vested stock options, 54,385 unvested stock options, 21,172 restricted stock units and 11,964 target performance shares (the exact number of performance shares awarded being dependent on achievement of performance goals).
F3: Beneficial ownership includes shares acquired under The Prudential Employee Savings Plan which are exempt transactions pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).