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PRUDENTIAL FINANCIAL INC — Director's Dealing 2010
Mar 11, 2010
30092_dirs_2010-03-11_0608de25-755e-4c9b-b6ad-a7ce68228a86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2010-03-09
Reporting Person: HANSON JON F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-09 | Common Stock | M | 6240 | $54.58 | Acquired | 25622 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-09 | Notional Shares - Mandatory | $0 | M | 1183 | Disposed | Common Stock (1183) | Direct | |
| 2010-03-09 | Notional Shares - Optional | $0 | M | 5057 | Disposed | Common Stock (5057) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
Footnotes
F1: Nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
F3: Notional Shares convert to common stock on a 1 to 1 basis.
F4: Notional shares are payable in common stock in compliance with the Directors Deferred Compensation Plan and Section 409A of the Internal Revenue Code.