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PRUDENTIAL FINANCIAL INC — Director's Dealing 2010
Jan 5, 2010
30092_dirs_2010-01-05_12fd1a68-74f9-42d7-8c32-63a2d5b5224f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2010-01-01
Reporting Person: UNRUH JAMES A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-01 | Notional Shares - Mandatory | $0 | A | 565 | Acquired | Common Stock (565) | Direct | |
| 2010-01-01 | Notional Shares - Optional | $0 | A | 282 | Acquired | Common Stock (282) | Direct |
Footnotes
F1: Notional Shares convert to common stock on a 1 to 1 basis.
F2: Notional shares are payable in common stock in compliance with the Directors Deferred Compensation Plan and Section 409A of the Internal Revenue Code.
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