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PRUDENTIAL FINANCIAL INC — Director's Dealing 2010
Feb 23, 2010
30092_dirs_2010-02-23_20d0eb8c-f94c-46d5-987b-033645a7a6ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2010-02-19
Reporting Person: GOLDEN ROBERT C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-19 | Common Stock | S | 145 | $51.16 | Disposed | 34298 | Direct |
| 2010-02-19 | Common Stock | S | 349 | $51.16 | Disposed | 0 | Indirect |
| 2010-02-19 | Common Stock | S | 69 | $51.16 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 281 | Indirect |
Footnotes
F1: Following the transactions reported on this Form 4, the reporting person continues to hold 34,298 shares directly and 281 shares indirectly in a 401(k) account. The reporting person also holds an additional 206,670 vested stock options, 58,462 unvested stock options, 23,289 restricted stock units and 11,897 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F2: Beneficial ownership includes shares acquired under The Prudential Employee Savings Plan which are exempt transactions pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).