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PROTHENA CORP PUBLIC LTD CO — Director's Dealing 2015
Nov 25, 2015
32782_dirs_2015-11-25_4531b674-3b46-44fa-9f79-db1dd3fd4757.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prothena Corp plc (PRTA)
CIK: 0001559053
Period of Report: 2015-11-25
Reporting Person: Ekman Lars (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-25 | Ordinary Shares, par value $0.01 per share | M | 30000 | $6.41 | Acquired | 30243 | Direct |
| 2015-11-25 | Ordinary Shares, par value $0.01 per share | S | 16588 | $72.9602 | Disposed | 13655 | Direct |
| 2015-11-25 | Ordinary Shares, par value $0.01 per share | S | 11502 | $73.7262 | Disposed | 2153 | Direct |
| 2015-11-25 | Ordinary Shares, par value $0.01 per share | S | 1910 | $74.4349 | Disposed | 243 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-25 | Stock Option (right to buy) | $6.41 | M | 30000 | Disposed | 2023-01-29 | Ordinary Shares (30000) | Direct |
Footnotes
F1: The transaction was executed in multiple trades in prices ranging from $72.28 to $73.27, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
F2: The transaction was executed in multiple trades in prices ranging from $73.28 to $74.23, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades in prices ranging from $74.28 to $74.715, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
F4: The shares underlying the option are fully vested exercisable as of the date hereof.