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ProPhase Labs, Inc. — Director's Dealing 2017
Apr 28, 2017
34999_dirs_2017-04-28_cbad1125-8f1d-466d-8173-2911f194354a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ProPhase Labs, Inc. (PRPH)
CIK: 0000868278
Period of Report: 2017-04-27
Reporting Person: Karkus Ted William (Director, CEO & Chairman, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-27 | Option (right to buy) | $2.00 | A | 600000 | Acquired | 2024-04-27 | Common Stock (600000) | Direct |
Footnotes
F1: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in four equal annual installments beginning April 26, 2018, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of April 27, 2017.
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