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Prologis, Inc. — Director's Dealing 2017
Jun 1, 2017
29861_dirs_2017-06-01_ff1d355f-3b9a-425f-9e72-a8a33653709f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prologis, Inc. (PLD)
CIK: 0001045609
Period of Report: 2017-05-31
Reporting Person: MOGHADAM HAMID R (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-31 | Common Stock | M | 3267 | $32.95 | Acquired | 3267 | Direct |
| 2017-05-31 | Common Stock | S | 3267 | $56.0027 | Disposed | 0 | Direct |
| 2017-06-01 | Common Stock | M | 10800 | $32.95 | Acquired | 10800 | Direct |
| 2017-06-01 | Common Stock | S | 10800 | $56.0003 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-31 | NQ Stock Options | $32.95 | M | 3267 | Disposed | 2021-02-02 | Common Stock (3267) | Direct |
| 2017-06-01 | NQ Stock Options | $32.95 | M | 10800 | Disposed | 2021-02-02 | Common Stock (10800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 982414 | Indirect |
| Common Stock | 803945 | Indirect |
| Common Stock | 1939089 | Indirect |
| Common Stock | 131775 | Indirect |
Footnotes
F1: Held indirectly through a rabbi trust pursuant to our NQDC plans.
F2: Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
F3: Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
F4: Held indirectly in a trust with the reporting person as trustee.
F5: THE OPTION EXERCISE COVERED BY THIS FORM 4 WAS CONDUCTED PURSUANT TO AND IN ACCORDANCE WITH A 10B5-1 PLAN DATED FEBRUARY 24, 2017.
F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.01. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.005. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
F8: Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on January 1, 2012 and February 1, 2014.
F9: Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2014.