AI assistant
Prologis, Inc. — Director's Dealing 2017
May 5, 2017
29861_dirs_2017-05-05_56c50204-a294-494b-ae87-7ea3aaa48a9e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prologis, Inc. (PLD)
CIK: 0001045609
Period of Report: 2017-05-03
Reporting Person: GARVEY CHRISTINE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-03 | Common Stock | M | 16104 | $0.00 | Acquired | 16104 | Direct |
| 2017-05-03 | Common Stock | M | 15392 | $0.00 | Acquired | 31496 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-03 | Deferred Stock Units and Dividend Equivalent Units | $0.00 | M | 16106.4521 | Disposed | Common Stock (16106.4521) | Direct | |
| 2017-05-03 | Deferred Stock Units and Dividend Equivalent Units-NQDC | $0.00 | M | 15395.4937 | Disposed | Common Stock (15395.4937) | Direct |
Footnotes
F1: Conversion of Deferred Stock Units (DSUs)and Dividend Equivalent Units (DEUs) associated with previous service on the board of ProLogis, our merger partner, and assumed by us in June 2011, following vest on May 3, 2017 as terms of retirement of reporting person. The difference of 2 shares represents cumulative fractional shares which have been converted to a cash payout.
F2: Conversion of DSUs and DEUs that were deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan) following vest on May 3, 2017 as terms of retirement of reporting person. The DSUs and DEUs convert into Prologis common stock on a 1-for-1 basis, and have no exercise price or expiration date. The difference of 3 shares represents cumulative fractional shares which have been converted to a cash payout.