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Prologis, Inc. — Director's Dealing 2016
Jul 19, 2016
29861_dirs_2016-07-19_755be1d0-e77b-4ed0-8c7c-4ce38caebc45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prologis, Inc. (PLD)
CIK: 0001045609
Period of Report: 2016-07-15
Reporting Person: MOGHADAM HAMID R (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-15 | Common Stock | M | 349668 | $15.92 | Acquired | 349668 | Direct |
| 2016-07-15 | Common Stock | S | 349668 | $51.1388 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-15 | NQ Stock Options | $15.92 | M | 349668 | Disposed | 2019-02-10 | Common Stock (349668) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 908867 | Indirect |
| Common Stock | 803945 | Indirect |
| Common Stock | 2099089 | Indirect |
| Common Stock | 131775 | Indirect |
Footnotes
F1: THE OPTION EXERCISE COVERED BY THIS FORM 4 WAS CONDUCTED PURSUANT TO AND IN ACCORDANCE WITH A 10B5-1 PLAN DATED JANUARY 29, 2016.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.30. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.
F3: Held indirectly through a rabbi trust pursuant to our non-qualified deferred compensation plans.
F4: Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
F5: Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
F6: Held indirectly in a trust with the reporting person as trustee.
F7: Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on February 1, 2012.