AI assistant
Prologis, Inc. — Director's Dealing 2013
Feb 5, 2013
29861_dirs_2013-02-05_8be34e03-868e-4f7a-80ba-56847f75aea2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prologis, Inc. (PLD)
CIK: 0001045609
Period of Report: 2013-02-01
Reporting Person: JAQUIER GUY F (CEO, Private Capital)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-01 | Common Stock | J | 25583 | $0.00 | Disposed | 38607 | Direct |
| 2013-02-01 | Common Stock | M | 46481 | $0.00 | Acquired | 81412 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-01 | Restricted Stock Units | $0.00 | M | 20898 | Disposed | Common Stock (20898) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 74064 | Indirect |
| Common Stock | 500 | Indirect |
| Common Stock | 500 | Indirect |
Footnotes
F1: Transfer of ownership of restricted stock (RSAs) following vest on February 1, 2013 from direct to indirect (Rabbi Trust). Restricted Stock Units (RSUs) and RSAs are deferred pursuant to deferral election under our Deferred Compensation Plans.
F2: Conversion of Restricted Stock Units (RSUs) following vest on February 1, 2013 as reported in Table II below. RSUs are deferred pursuant to deferral election under our Deferred Compensation Plans. Also includes transfer of vested RSAs from direct to indirect ownership shown above in Table I.
F3: Conversion of 34% of RSUs following vest on February 1, 2013. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis, and have no exercise price or expiration date. The remaining 66% will vest ratably on February 1, 2014 and February 1, 2015.