Progressive Path Group Holdings Limited

Please use this form if you want the Public Offer Shares to be issued in your name 如閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

This Application Form uses the same terms as defined in the prospectus of Progressive Path Group Staple your Holdings Limited (the “Company”) dated 28 November 2016 (the “Prospectus”). 本申請表格使用進昇集團控股有限公司（「本公司」）於二零一六年十一月二十八日刊發的招股章程（「招股章程」）所 payment 界定的詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of 請將股款 an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer 緊訂在此 Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買公開發售股份。若無根據美國《證券法》登記或豁免登記，公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製（不論方式，也不論全部或部分）本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長及備查文件」一節所述其他文件已按《公司﹙清盤及雜項條文﹚條例》第342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「聯交所」）、香港中央結算有限公司（「香港結算」）、香港證券及期貨事務監察委員會（「證監會」）及香港公司註冊處處長對此等文件的內容概不負責。 Progressive Path Group Holdings Limited 進昇集團控股有限公司 (Incorporated in the Cayman Islands with limited liability) （於開曼群島註冊成立的有限公司） Stock code : 1581 股份代號 : 1581 Maximum Offer Price : HK$0.6 per Offer Share, plus 1.0% brokerage, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份0.6港元，另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費（須於申請時以港元繳足及多繳股款將予退還） You should read this Application Form in conjunction with the Prospectus, which contains further ， information on the application procedures. 招股章程尚有其他關於申請程序的資料本申請表格應與招一。股章程併閱讀 Application Form 申請表格 To: Progressive Path Group Holdings Limited 致：進昇集團控股有限公司 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Public Offer Underwriters 公開發售包銷商

聯席賬簿管理人聯席牽頭經辦人公開發售包銷商

申請人聲明

Applicants’ declaration

本人 ~~╱~~ 吾等同意本申請表格及招股章程的條款及條件以及申請程序。見本申請表格「填交本申請表格的效用」一節。

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

警告：任何人士只限作出一次為其利益而進行的認購。申請請參閱「填交本申請表格的效用」一節最後四點。

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

Please use this form if you want the Public Offer Shares to be issued in your name 如閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由（所有）申請人簽署（所有聯名申請人必須簽署）::

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由（所有）申請人簽署（所有聯名申請人必須簽署）:: Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期： / / D日 M月 Y年 Number of Public Offer Shares applied for (not more Cheque/banker’s cashier order number 支票 ╱ 銀行本票號碼 than 12,500,000 shares) 申請公開發售股份數目（不超過 12,500,000股股份） Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行 Total amount 總額本票的銀行名稱（見「申請手續」一節） HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業（以英文填寫） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No.(Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼（請刪除不適用者） Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants(Please delete as appropriate) 所有其他聯名申請人所有其他聯名申請人的英文姓名╱名稱（如有） * 的香港身份證號碼╱護照號碼╱香港商業登記號碼（請刪除不適用者） 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址（以英文填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼） Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交：代名人若不填寫本節，是項認購申請將視作為閣下利益提出。請填寫每名（聯名）實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 英文正楷 填寫 姓名╱名稱 及香港 地址* )

For Internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in your name 如閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或（如非香港身份證持有人）護照號碼。法人團體須填寫其香港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記號碼將轉交第三方以核實申請表格的有效性。
(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款，退款支票上或會印有閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證閣下的香港身份證號碼╱護照號碼。
(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司，而： • 該公司主要從事證券買賣業務；及 • 閣下對該公司可行使法定控制權，是項申請將視作為閣下的利益提出。

This page is intentionally left blank 此乃白頁特意留空

Please use this form if you want the Public Offer Shares to be issued in your name

How to make your application

Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

	NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS	NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS	NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
	Number of Public Amount payable Number of Public Amount payable Number of Public Amount payable
		Offer Shares on application Offer Shares on application Offer Shares on application
* 2. 3.		applied for HK$ applied for HK$ applied for HK$ 5,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000 45,000 50,000 100,000 150,000 3,030.23 6,060.46 9,090.69 12,120.92 15,151.16 18,181.39 21,211.62 24,241.85 27,272.08 30,302.31 60,604.62 90,906.93 200,000 250,000 300,000 350,000 400,000 450,000 500,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 121,209.24 151,511.55 181,813.86 212,116.17 242,418.48 272,720.79 303,023.10 606,046.20 909,069.30 1,212,092.40 1,515,115.50 1,818,138.60 3,500,000 4,000,000 4,500,000 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 11,000,000 12,000,000 12,500,000 2,121,161.70 2,424,184.80 2,727,207.90 3,030,231.00 3,636,277.20 4,242,323.40 4,848,369.60 5,454,415.80 6,060,462.00 6,666,508.20 7,272,554.40 7,575,577.50 Maximum number of Public Offer Shares you may apply for. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must:* • be in Hong Kong dollars; • not be post-dated; • be made payable to “Bank of Communications (Nominee) Co. Ltd. – Progressive Path Public Offer”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • be issued by a licensed bank in Hong Kong, and have your name certified on the Sample 樣版
		•	show your account name, which must back by a person authorised by the bank.
			either be pre-printed on the cheque, or The name on the banker’s cashier order
			be endorsed on the back by a person must correspond with your name. If it is
			authorised by the bank. This account name a joint application, the name on the back
			must correspond with your name. If it is a of the banker’s cashier order must be the
			joint application, the account name must same as the first-named applicant’s name.
			be the same as the first-named applicant’s
			name.

Please use this form if you want the Public Offer Shares to be issued in your name

Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:

Bank of Communications Co., Ltd. Hong Kong Branch

District Branch Name Address Hong Kong Island Hong Kong Branch 20 Pedder Street, Central Quarry Bay Sub-Branch Shops 3 and 4 on G/F., 981A-981F King’s Road, Chung Hing Mansion, Quarry Bay Kowloon Mongkok Sub-Branch G/F. and 1/F., Shun Wah Building, Nos.735 & 735A Nathan Road, Mongkok New Territories Tiu Keng Leng Sub-Branch Shops Nos. L2-064 and L2-065, Level 2, Metro Town, Tiu Keng Leng Tai Po Sub-Branch Shop No.1, 2, 26 & 27, G/F., Wing Fai Plaza, 29-35 Ting Kok Road, Tai Po 5. Your Application Form can be lodged at these times: – Monday, 28 November 2016 9:00 a.m. to 5:00 p.m. – Tuesday, 29 November 2016 9:00 a.m. to 5:00 p.m. – Wednesday, 30 November 2016 9:00 a.m. to 5:00 p.m. Thursday, 1 December 2016 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Thursday, 1 December 2016. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Public Offer Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” of the Prospectus.

如閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

申請手續

使用下表計算閣下應付的款項。閣下申請認購的股數須至少為5,000股公開發售股份，並為下表所列的其中一個數目，否則恕不受理。

可供申請認購的公開發售股份數目及應繳款項

1. 使用下表計算閣下應付的款項。閣下申請認購的股數須至少為5,000股公開發售股份，並為下表所列的其中一個數目，否則恕不受理。	1. 使用下表計算閣下應付的款項。閣下申請認購的股數須至少為5,000股公開發售股份，並為下表所列的其中一個數目，否則恕不受理。	1. 使用下表計算閣下應付的款項。閣下申請認購的股數須至少為5,000股公開發售股份，並為下表所列的其中一個數目，否則恕不受理。	1. 使用下表計算閣下應付的款項。閣下申請認購的股數須至少為5,000股公開發售股份，並為下表所列的其中一個數目，否則恕不受理。
可供申請認購的公開發售股份數目及應繳款項
申請認購的公開發售股份數目申請時應繳款項（港元）	申請認購的公開發售股份數目申請時應繳款項（港元）		申請認購的公開發售股份數目申請時應繳款項（港元）
5,000 10,000 15,000 20,000 25,000 30,000 35,000 40,000 45,000 50,000 100,000 150,000 3,030.23 6,060.46 9,090.69 12,120.92 15,151.16 18,181.39 21,211.62 24,241.85 27,272.08 30,302.31 60,604.62 90,906.93	200,000 250,000 300,000 350,000 400,000 450,000 500,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 121,209.24 151,511.55 181,813.86 212,116.17 242,418.48 272,720.79 303,023.10 606,046.20 909,069.30 1,212,092.40 1,515,115.50 1,818,138.60		3,500,000 4,000,000 4,500,000 5,000,000 6,000,000 7,000,000 8,000,000 9,000,000 10,000,000 11,000,000 12,000,000 12,500,000* 2,121,161.70 2,424,184.80 2,727,207.90 3,030,231.00 3,636,277.20 4,242,323.40 4,848,369.60 5,454,415.80 6,060,462.00 6,666,508.20 7,272,554.40 7,575,577.50 版
*閣下可申請認購的公開發售股份最高數目。 2. 以英文填妥及簽署申請表格。只接納親筆簽名（不得以個人印章代替）。 3. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定，否則有關的認購申請不獲接納： ple
支票必須：		銀行本票必須：
• 為港元； • 不得為期票； • 註明抬頭人為「交通銀行（代理人）有限公司－進昇集團公開發售」； • 劃線註明「只准入抬頭人賬戶」； a
• 從閣下在香港的港元銀行賬戶中開出；及 • 顯示閣下的賬戶名稱，而該賬戶名稱必須已預印在支票上，或由有關銀行授權的人士在支票背書。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，賬戶名稱必須與排名首位申請人的姓名╱名稱相同。 S		• 須由香港持牌銀行開出，並由有關銀行授權的人士在銀行本票背面簽署核證閣下姓名╱名稱。銀行本票所示姓名╱名稱須與閣下姓名╱名稱相同。如屬聯名申請，銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同。

如閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

請撕下申請表格，對摺一次，然後將填妥的申請表格（連同支票或銀行本票）投入下列任何一家分行特設的收集箱：

交通銀行股份有限公司香港分行

地區分行名稱地址港島區 香港分行中環畢打街20號鰂魚涌支行鰂魚涌英皇道981A-981F號中興大廈地下3號及4號舖 九龍區 旺角支行旺角彌敦道735-735A號迅華大廈地下及1樓 新界區 調景嶺支行調景嶺都會駅商場2樓L2-064及L2-065號舖大埔支行大埔汀角路29-35號榮暉花園地下1、2、26及27號舖 5. 閣下可於下列時間遞交申請表格：二零一六年十一月二十八日（星期一）－上午九時正至下午五時正二零一六年十一月二十九日（星期二）－上午九時正至下午五時正二零一六年十一月三十日（星期三）－上午九時正至下午五時正二零一六年十二月一日（星期四）－上午九時正至中午十二時正 6. 截止遞交申請的時間為二零一六年十二月一日（星期四）中午十二時正。本公司將於當日上午十一時四十五分至中午十二時正期間登記認購申請，唯一會影響此時間的變化因素為當日的天氣情況（詳見招股章程「如何申請公開發售股份－ 10.惡劣天氣對辦理申請登記的影響」一節）。

Please use this form if you want the Public Offer Shares to be issued in your name

(Incorporated in the Cayman Islands with limited liability)

SHARE OFFER

Conditions of your application

Conditions of your application • confirm that you are aware of the restrictions on the Share A. Who can apply Offer in the Prospectus; 1. You and any person(s) for whose benefit you are applying • agree that none of the Company, the Sponsor, the Joint must be 18 years of age or older and must have a Bookrunners, the Joint Lead Managers, the Underwriters, Hong Kong address. their respective directors, officers, employees, partners,
1. If you are a firm, the application must be in the individual agents, advisers and any other parties involved in the members’ names. Share Offer is or will be liable for any information and
1. The number of joint applicants may not exceed 4. representations not in the Prospectus (and any supplement 4. If you are a body corporate, the application must be to it); signed by a duly authorised officer, who must state • undertake and confirm that you or the person(s) for his representative capacity, and stamped with your whose benefit you have made the application have not corporation’s chop. applied for or taken up, or indicated an interest for, and
1. You must be outside the United States, not be a United will not apply for or take up, or indicate an interest for, States Person (as defined in Regulation S under the U.S. any Placing Shares under the Placing nor participated in Securities Act) and not be a legal or natural person of the the Placing; PRC. • agree to disclose to the Company, our Hong Kong Branch
1. Unless permitted by the Listing Rules, you cannot apply Share Registrar, receiving bank, the Joint Bookrunners, for any Public Offer Shares if you are: the Joint Lead Managers, the Underwriters and/or their • an existing beneficial owner of shares in the respective advisers and agents any personal data which Company and/or any of its subsidiaries; they may require about you and the person(s) for whose
• a Director or chief executive officer of the Company benefit you have made the application; and/or any of its subsidiaries; • if the laws of any place outside Hong Kong apply
• a connected person of the Company or will become to your application, agree and warrant that you have a connected person of the Company immediately complied with all such laws and none of the Company, upon completion of the Share Offer; the Joint Bookrunners, the Joint Lead Managers and
• an associate of any of the above; or the Underwriters nor any of their respective officers or • have been allocated or have applied for or indicated advisers will breach any law outside Hong Kong as a an interest in any Placing Shares or otherwise result of the acceptance of your offer to purchase, or any participated in the Placing. action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this
B. If you are a nominee Application Form; You, as a nominee, may make more than one application for • agree that once your application has been accepted, the Public Offer Shares by: (i) giving electronic instructions you may not rescind it because of an innocent to HKSCC via Central Clearing and Settlement System misrepresentation; (“CCASS”) (if you are a CCASS Participant); or (ii) using • agree that your application will be governed by the laws a WHITE or YELLOW Application Form, and lodge more of Hong Kong; than one application in your own name on behalf of different • represent, warrant and undertake that (i) you understand beneficial owners. that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you
C. Effect of completing and submitting this Application and any person for whose benefit you are applying for Form the Public Offer Shares are outside the United States (as
By completing and submitting this Application Form, you (and defined in Regulation S) or are a person described in if you are joint applicants, each of you jointly and severally) paragraph (h)(3) of Rule 902 of Regulation S; for yourself or as an agent or a nominee on behalf of each • warrant that the information you have provided is true person for whom you act: and accurate; • undertake to execute all relevant documents and instruct • agree to accept the Public Offer Shares applied for, or any and authorise the Company and/or the Joint Bookrunners lesser number allocated to you under the application; and/or the Joint Lead Managers (or their agents or • authorise the Company to place your name(s) on the nominees), as agents of the Company, to execute any Company’s register of members as the holder(s) of any documents for you and to do on your behalf all things Public Offer Shares allocated to you, and the Company necessary to register any Public Offer Shares allocated and/or its agents to send any share certificate(s) and/ to you in your name as required by the Articles of or any e-Auto Refund payment instruction(s) and/or any Association; refund cheque(s) to you or the first-named applicant for
If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.
agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;
• authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/ or any e-Auto Refund payment instruction(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect the share certificate(s) and/or refund cheque(s) in person;
agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provision) Ordinance and the Articles of Association;
confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

Please use this form if you want the Public Offer Shares to be issued in your name

If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Tricor Investor Services Limited.

understand that the Company, the Joint Bookrunners and the Joint Lead Managers will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;

• (if the application is made for your own benefit) warrant representatives must produce, at the time of collection, that no other application has been or will be made for evidence of identity acceptable to Tricor Investor Services your benefit on a WHITE or YELLOW Application Limited. Form or by giving electronic application instructions If you do not collect your share certificate(s) personally within to HKSCC or to the HK eIPO White Form Service the time period specified for collection, they will be dispatched Provider by you or by any one as your agent or by any promptly to the address as specified on this Application Form other person; and by ordinary post at your own risk. • (if you are making the application as an agent for the If you apply for less than 1,000,000 Public Offer Shares, your benefit of another person) warrant that (i) no other refund cheque(s) and/or share certificate(s) will be sent to the application has been or will be made by you as agent for address on the relevant Application Form on 7 December 2016, or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE by ordinary post and at your own risk. or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due Refund of your money authority to sign the Application Form or give electronic If you do not receive any Public Offer Shares or if your application instructions on behalf of that other person as application is accepted only in part, the Company will refund to their agent. you your application monies or the appropriate portion thereof (including the related 1% brokerage, 0.0027% SFC transaction D. Power of attorney levy and 0.005% Stock Exchange trading fee) without interest. If your application is made through an authorised attorney, the If the Offer Price is less than the maximum Offer Price, the Company, the Joint Bookrunners and the Joint Lead Managers Company will refund to you the surplus application monies may accept or reject your application at their discretion, and (including the related 1% brokerage, 0.0027% SFC transaction on any conditions they think fit, including evidence of the levy and 0.005% Stock Exchange trading fee) without interest. attorney’s authority. The refund procedures are stated in section headed “How to Apply for Public Offer Shares – 14. Despatch/Collection of Determination of Offer Price and Allocation of Public Offer Share Certificates and Refund Monies” of the Prospectus. Shares The Offer Price is expected to be fixed on or around Application by HKSCC Nominees Limited (“HKSCC 2 December 2016. Applicants are required to pay the maximum Nominees”) Offer Price of HK$0.6 for each Public Offer Share together Where this Application Form is signed by HKSCC Nominees with 1% brokerage, 0.0027% SFC transaction levy and 0.005% on behalf of persons who have given electronic application Stock Exchange trading fee. If the Offer Price is not agreed instructions to apply for the Public Offer Shares, the provisions between the Company (acting for itself and behalf of the of this Application Form which are inconsistent with those Selling Shareholder) and the Joint Lead Managers (acting for set out in the Prospectus shall not apply and provisions in the themselves and on behalf of the Underwriters) on or before 3 Prospectus shall prevail. December 2016, the Share Offer will not proceed. Applications for Public Offer Shares will not be processed and Without limiting the generality of this paragraph, the following no allotment of any Public Offer Shares will be made until the sections of this Application Form are inapplicable where this application lists close. form is signed by HKSCC Nominees: The Company expects to announce the final Offer Price, • “Applicants’ declaration” on the first page; the indication of the level of interest in the Placing, the • “Warning” on the first page; level of applications under the Public Offer and the basis of • “If you are a nominee”; allocation of the Public Offer Shares on 7 December 2016 • All representations and warranties under the “Effect on the website of the Stock Exchange at www.hkexnews.hk of completing and submitting this Application Form” and the Company’s website at www.ppgh.com.hk . Results of section, except the first one regarding registration of allocations in the Public Offer, and the Hong Kong Identity Public Offer Shares in the applicant’s name and the Card/passport/Hong Kong business registration numbers of signing of documents to enable the applicant to be successful applicants (where applicable) will be available on registered as the holder of the Public Offer Shares; the above websites.

“If your application for Public Offer Shares is successful (in whole or in part)”; and

If your application for Public Offer Shares is successful (in whole or in part)

• “Refund of your money”. The following sections in the “How to Apply for Public Offer Shares” section of the Prospectus are inapplicable where this form is signed by HKSCC Nominees

If you apply for 1,000,000 or more Public Offer Shares, you may collect your refund cheque(s) and/or share certificate(s) in person from: Tricor Investor Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong from 9:00 a.m. to 1:00 p.m. on 7 December 2016 or such other date as notified by us on the website of the Stock Exchange at www.hkexnews.hk and the website of the Company at www.ppgh.com.hk .

“How many applications can you make”; and
“Circumstances in which you will not be allotted Offer Shares”.

如閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

進昇集團控股有限公司

（於開曼群島註冊成立的有限公司）

股份發售

確認閣下知悉招股章程內有關股份發售的限制；

申請條件

同意本公司、保薦人、聯席賬簿管理人、聯席牽頭經辦人、包銷商、彼等各自的董事、高級職員、僱員、合夥人、代理、顧問及參與股份發售的任何其他人士現時及日後均毋須對並非載於招股章程（及其任何補充文件）

甲. 可提出申請的人士

閣下及閣下為其利益提出申請的人士必須年滿18歲並有香港地址。
如閣下為商號，申請須以個別成員名義提出。日後均毋須對並非載於招股章程（及其任何補充文件） 3. 聯名申請人不得超過四名。的任何資料及陳述負責； 4. 如閣下為法人團體，申請須經獲正式授權人員簽署， • 承諾及確認閣下或閣下為其利益提出申請的人士並並註明其所屬代表身份及蓋上公司印鑑。無申請或接納或表示有意認購（亦不會申請或接納或表
閣下必須身處美國境外，並非美國籍人士（定義見美國示有意認購）配售的任何配售股份，也沒有參與配售；《證券法》S規例），亦非中國法人或自然人。 • 同意在本公司、香港股份過戶登記分處、收款銀行、
除《上市規則》批准外，下列人士概不得申請認購任何聯席賬簿管理人、聯席牽頭經辦人、包銷商及╱或彼公開發售股份：等各自的顧問及代理提出要求時，向彼等披露其所要求 • 本公司及╱或其任何附屬公司股份的現有實益提供有關閣下及閣下為其利益提出申請的人士的個擁有人；人資料；

• 本公司及╱或其任何附屬公司的董事或行政總裁； • 若如香港境外任何地方的法例適用於閣下的申請，則 • 本公司關連人士或緊隨股份發售完成後成為本公司同意及保證閣下已遵守所有有關法例，且本公司、關連人士的人士；聯席賬簿管理人、聯席牽頭經辦人及包銷商和彼等各自

• 上述任何人士的聯繫人；或的高級職員或顧問概不會因接納閣下的購買要約， • 已獲分配或已申請或表示有意申請配售的任何配售或閣下在招股章程及本申請表格所載的條款及條件項股份或以其他方式參與配售的人士。下的權利及責任所引致的任何行動，而違反香港境外的任何法例；

乙. 如閣下為代名人 • 同意閣下的申請一經接納，即不得因無意的失實陳述閣下作為代名人可提交超過一份公開發售股份申請，方法而撤銷；是：(i)透過中央結算及交收系統（「中央結算系統」）向香港 • 同意閣下的申請受香港法例規管；結算發出電子認購指示（如閣下為中央結算系統參與者）； • 聲明、保證及承諾：(i) 閣下明白公開發售股份不曾亦或(ii)使用白色或黃色申請表格，以自身名義代表不同的實益不會根據美國《證券法》登記；及(ii) 閣下及閣下為擁有人提交超過一份申請。其利益申請公開發售股份的人士均身處美國境外（定義見S規例），或屬S規例第902條第(h)(3)段所述的人士；

丙. 填交本申請表格的效用 • 保證閣下提供的資料真實及準確；閣下填妥並遞交本申請表格，即表示閣下（如屬聯名申請 • 同意接納所申請數目或根據申請分配予閣下但數目人，即各人共同及個別）代表閣下本身，或作為閣下代較少的公開發售股份；其行事的每位人士的代理或代名人： • 授權本公司將閣下的姓名╱名稱列入本公司股東名 • 承諾促使所有相關文件生效，並指示及授權本公司及╱ 冊，作為閣下獲分配的任何公開發售股份的持有人，或作為本公司代理的聯席賬簿管理人及╱或聯席牽頭並授權本公司及╱或其代理以普通郵遞方式按申請所經辦人（或彼等的代理或代名人），代表閣下促使任示地址向閣下或聯名申請的首名申請人發送任何股票何文件生效，並為按照組織章程細則的規定將閣下獲及╱或電子自動退款指示及╱或退款支票，郵誤風險分配的任何公開發售股份以閣下名義登記；由閣下承擔，除非閣下已選擇親身領取股票及╱

• 同意遵守《公司條例》、《公司（清盤及雜項條文）條例》或退款支票；

同意遵守《公司條例》、《公司（清盤及雜項條文）條例》及組織章程細則；
聲明及表示此乃閣下為閣下本身或閣下為其利益提出申請的人士提出及擬提出的唯一申請；
確認閣下已細閱招股章程及本申請表格所載的條款及條件以及申請程序，並同意受其約束；
確認閣下已接獲及細閱招股章程，提出申請時也僅依據招股章程載列的資料及陳述，而除招股章程任何補充文件外，不會依賴任何其他資料或陳述；

如閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

明白本公司、聯席賬簿管理人及聯席牽頭經辦人將依據閣下的聲明及陳述而決定是否向閣下分配任何公開發售股份，閣下如作出虛假聲明，可能會被檢控；
（如本申請為閣下本身的利益提出）保證閣下或作為閣下代理的任何人士或任何其他人士不曾亦不會為閣下的利益以白色或黃色申請表格或向香港結算或 網上白表 服務供應商發出電子認購指示而提出其他申請；及

如閣下為個人申請人並合資格親身領取，閣下不得授權任何其他人士代領。如閣下為公司申請人並合資格派人領取，閣下的授權代表須攜同蓋上公司印鑑的授權書領取。個人申請人及授權代表領取股票時均須出示卓佳證券登記有限公司接納的身份證明文件。如閣下並無在指定領取時間內親身領取股票，有關股票將會立刻以普通郵遞方式寄往本申請表格所示地址，郵誤風險由閣下承擔。

• （如閣下作為代理為另一人士的利益提出申請）保證如閣下申請認購1,000,000股以下公開發售股份，閣下的 (i) 閣下（作為代理或為該人士利益）或該人士或任何退款支票及╱或股票將於二零一六年十二月七日以普通郵遞其他作為該人士代理的人士不曾亦不會以白色或黃色方式寄往本申請表格所示地址，郵誤風險由閣下承擔。申請表格或向香港結算發出電子認購指示而提出其他申請；及(ii) 閣下獲正式授權作為該人士的代理代為 退回款項 簽署本表格或發出電子認購指示。若閣下未獲分配任何公開發售股份或申請僅部分獲接納，本公司將不計利息退回閣下的申請股款或其適當部份（包 丁. 授權書 括相關的1%經紀佣金、0.0027%證監會交易徵費及0.005%聯如閣下透過授權人士提出申請，本公司、聯席賬簿管理人交所交易費）。如最終釐定的發售價低於最高發售價，本公及聯席牽頭經辦人可按其認為合適的條件（包括出示獲授權司將不計利息退回多收申請股款（包括相關的1%經紀佣金、證明）酌情接納或拒絕閣下的申請。 0.0027%證監會交易徵費及0.005%聯交所交易費）。有關退款程序載於招股章程「如何申請公開發售股份－ 14.寄 釐定發售價及公開發售股份的分配 發╱領取股票及退款」一節。預期發售價於二零一六年十二月二日或前後釐定。申請人須繳付每股公開發售股份0.6港元的最高發售價，另加1%經紀 香港中央結算（代理人）有限公司（「香港結算代理人」）提出 佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。倘 的申請 若本公司與聯席牽頭經辦人（為其本身及代表包銷商）並無如本申請表格由香港結算代理人代表發出電子認購指示申請於二零一六年十二月三日或之前協定發售價，股份發售將不公開發售股份的人士簽署，本申請表格與招股章程不符的會進行。條文將不適用，且以招股章程所述者為準。截止登記認購申請前，概不處理公開發售股份的申請或配發在不限制此段一般應用的前提下，本申請表格的以下部分在任何公開發售股份。香港結算代理人作簽署人的情況下並不適用：本公司預期於二零一六年十二月七日在聯交所網站 • 第一頁的「申請人聲明」； ( www.hkexnews.hk )及本公司網站( www.ppgh.com.hk )公布 • 第一頁的「警告」；股份最終發售價、配售踴躍程度、公開發售認購水平及公開 • 「如閣下為代名人」；發售股份分配基準。公開發售的分配結果以及成功申請人的 • 「填交本申請表格的效用」一節項下的所有陳述及香港身份證╱護照╱香港商業登記號碼（如適用）亦同於上保證，惟首項有關以申請人名義登記公開發售股份述網站公布。及簽署使申請人登記成為公開發售股份持有人的文件除外； 如閣下成功申請認購公開發售股份（全部或部分） • 「如閣下成功申請認購公開發售股份（全部或部如閣下申請認購1,000,000股或以上公開發售股份，閣分）」；及下可於二零一六年十二月七日或本公司在聯交所網站 • 「退回款項」。 ( www.hkexnews.hk )及本公司網站( www.ppgh.com.hk )公布招股章程「如何申請公開發售股份」一節的以下部分在香港的其他日期上午九時正至下午一時正，親身前往卓佳證券登結算代理人作簽署人的情況下並不適用：記有限公司（地址為香港皇后大道東183號合和中心22樓）領 • 「閣下可提交的申請數目」；及取閣下的退款支票及╱或股票。 • 「閣下不獲配發發售股份的情況」。

Please use this form if you want the Public Offer Shares to be issued in your name

Personal Data

3. Transfer of personal data Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

1. Reasons for the collection of your personal data from or with any of the following:

It is necessary for applicants and registered holders • the Company’s appointed agents such as of securities to supply correct personal data to the financial advisers, receiving bankers and

Company or its agents and the Hong Kong Branch overseas principal share registrar;

Share Registrar when applying for securities or • where applicants for securities request a deposit transferring securities into or out of their names or into CCASS, HKSCC or HKSCC Nominees,

in procuring the services of the Hong Kong Branch who will use the personal data for the purposes

Share Registrar. of operating CCASS;

Failure to supply the requested data may result • any agents, contractors or third-party in your application for securities being rejected, service providers who offer administrative,

or in delay or the inability of the Company or its telecommunications, computer, payment or other

Hong Kong Branch Share Registrar to effect transfers services to the Company or the Hong Kong

or otherwise render their services. It may also prevent Branch Share Registrar in connection with their

or delay registration or transfers of the Public Offer respective business operation;

Shares which you have successfully applied for • the Stock Exchange, the SFC and any other and/or the dispatch of share certificate(s) and/or statutory regulatory or governmental bodies

e-Auto Refund payment instruction(s) and/or refund or otherwise as required by laws, rules or

cheque(s) to which you are entitled. regulations; and

It is important that securities holders inform the • any persons or institutions with which the Company and the Hong Kong Branch Share Registrar securities’ holders have or propose to have

immediately of any inaccuracies in the personal data dealings, such as their bankers, solicitors,

supplied. accountants or stockbrokers etc.

2. Purposes The personal data of the securities holders may be 4. Retention of personal data used, held, processed, and/or stored (by whatever The Company and its Hong Kong Branch Share means) for the following purposes: Registrar will keep the personal data of the applicants • processing your application and refund cheque and holders of securities for as long as necessary to and/or e-Auto Refund payment instruction(s), fulfil the purposes for which the personal data were where applicable, verification of compliance collected. Personal data which is no longer required with the terms and application procedures set will be destroyed or dealt with in accordance with the out in this Application Form and the Prospectus Ordinance. and announcing results of allocation of the Public Offer Shares; 5. Access to and correction of personal data

• compliance with applicable laws and regulations Securities holders have the right to ascertain whether in Hong Kong and elsewhere; the Company or the Hong Kong Branch Share

• registering new issues or transfers into or out Registrar hold their personal data, to obtain a copy of of the names of securities’ holders including, that data, and to correct any data that is inaccurate. where applicable, HKSCC Nominees; The Company and the Hong Kong Branch Share

• maintaining or updating the register of Registrar have the right to charge a reasonable fee for securities’ holders of the Company; the processing of such requests.

• verifying securities holders’ identities; All requests for access to data or correction of data • establishing benefit entitlements of securities’ should be addressed to us, at our registered address holders of the Company, such as dividends, disclosed in the “Corporate Information” section of rights issues, bonus issues, etc.; the Prospectus or as notified from time to time, for

• distributing communications from the Company the attention of the company secretary, or our Hong and its subsidiaries; Kong Branch Share Registrar for the attention of the

• compiling statistical information and securities’ privacy compliance officer.

The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

compiling statistical information and securities’ holder profiles;

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

disclosing relevant information to facilitate claims on entitlements; and
any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

如閣下欲以本身名義登記將獲發行的公開發售股份，請使用本表格

個人資料

個人資料收集聲明

3. 轉交個人資料 本公司及其香港股份過戶登記分處所持有關證券持有人的個人資料將會保密，但本公司及其香港股份過戶登記分處可以在為達到上述任何目的之必要情況下，向下列任何人士披露，獲取或轉交（無論在香港境內或境外）有關個人資料：

此項個人資料收集聲明是向公開發售股份的申請人和持有人說明有關本公司及其香港股份過戶登記分處有關個人資料和香港法例第486章《個人資料（私隱）條例》（「《條例》」）方面的政策和慣例。

1. 收集閣下個人資料的原因 資料：證券申請人及登記持有人以本身名義申請證券 • 本公司委任的代理人，例如財務顧問、或轉讓或受讓證券時或尋求香港股份過戶登記收款銀行和主要海外股份過戶登記處；分處的服務時，必須向本公司或其代理人及香 • （如證券申請人要求將證券存於中央結算港股份過戶登記分處提供準確個人資料。系統）香港結算或香港結算代理人；彼等未能提供所要求的資料可能導致閣下申請將會就中央結算系統的運作使用有關個人證券被拒或延遲，或本公司或其香港股份過戶資料；登記分處無法落實轉讓或提供服務。此舉也可 • 向本公司或香港股份過戶登記分處提供與能妨礙或延遲登記或轉讓閣下成功申請的其各自業務營運有關的行政、電訊、電公開發售股份及╱或寄發閣下應得的股票腦、付款或其他服務的任何代理人、承包及╱或電子自動退款指示及╱或退款支票。商或第三方服務供應商；證券持有人所提供的個人資料如有任何錯誤， • 聯交所、證監會及任何其他法定監管機關須立即通知本公司及香港股份過戶登記分處。或政府部門或遵照其他法例、規則或法規；及

2. 目的 • 證券持有人與其進行或擬進行交易的任何證券持有人的個人資料可被採用及以任何方式人士或機構，例如彼等的銀行、律師、持有，處理及╱或保存，以作下列用途：會計師或股票經紀等。 • 處理閣下的申請及退款支票及╱或電子自動退款指示（如適用）、核實是否符合本 4. 個人資料的保留 申請表格及招股章程載列的條款和申請程本公司及其香港股份過戶登記分處將按收集個序以及公布公開發售股份的分配結果；人資料所需的用途保留證券申請人及持有人

• 遵守香港及其他地區的適用法律及法規；的個人資料。無需保留的個人資料將會根據 • 以證券持有人（包括香港結算代理人《條例》銷毀或處理。（如適用））的名義登記新發行證券或轉讓或受讓證券； 5. 查閱和更正個人資料

• 存置或更新本公司證券持有人的名冊；證券持有人有權確定本公司或香港股份過戶 • 核實證券持有人的身份；登記分處是否持有其個人資料，並有權索取有 • 確定本公司證券持有人的受益權利，例如關該資料的副本並更正任何不準確資料。本公股息、供股和紅股等；司和香港股份過戶登記分處有權就處理任何查

• 分發本公司及其附屬公司的通訊；閱資料的要求收取合理費用。 • 編制統計數據和證券持有人資料；所有查閱資料或更正資料的要求應按招股 • 披露有關資料以便就權益索償；及章程「公司資料」一節所披露或不時通知的本 • 與上述有關的任何其他附帶或相關目的公司註冊地址送交公司秘書，或向本公司的及╱或使本公司及香港股份過戶登記分處香港股份過戶登記分處的個人資料私隱事務主能履行對證券持有人及╱或監管機構承擔任提出。的責任及╱或證券持有人不時同意的任何其他目的。 閣下簽署申請表格或向香港結算發出電子認購

閣下簽署申請表格或向香港結算發出電子認購指示，即表示同意上述各項。

AI assistant

Progressive Path Group Holdings Limited Share Issue/Capital Change 2016

50018_rns_2016-11-27_8ca1e9ca-d16d-44e9-aa90-58aa78c033a6.pdf

How to make your application

NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS

Bank of Communications Co., Ltd. Hong Kong Branch

申請手續

可供申請認購的公開發售股份數目及應繳款項