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PREDICTIVE DISCOVERY LIMITED — Capital/Financing Update 2022
Nov 9, 2022
65537_rns_2022-11-09_0480619c-ebdf-4d2d-884a-3879d2b986fa.pdf
Capital/Financing Update
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Announcement Summary
Entity name
PREDICTIVE DISCOVERY LIMITED
Date of this announcement
Wednesday November 09, 2022
The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| PDIAU | OPTION EXPIRING 30-JUN-2026 EX $0.30 | 19,500,000 | 03/11/2022 |
| PDIAV | OPTION EXPIRING 20-JUL-2025 EX NIL | 2,625,000 | 03/11/2022 |
| PDIAW | OPTION EXPIRING 20-JUL-2027 EX NIL | 5,250,000 | 03/11/2022 |
| PDIAX | OPTION EXPIRING 20-JUL-2026 EX NIL | 2,625,000 | 03/11/2022 |
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 1 - Entity and announcement details
1.1 Name of entity
PREDICTIVE DISCOVERY LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ACN
Registration number
127171877
1.3 ASX issuer code
PDI
1.4 The announcement is
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New announcement
1.5 Date of this announcement
9/11/2022
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
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has an existing ASX security code ("existing class")
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Additional +securities in an existing class issued under an +employee incentive scheme
ASX +security code and description
PDIAU : OPTION EXPIRING 30-JUN-2026 EX $0.30
Date the +securities the subject of this notification were issued
3/11/2022
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes
Provide details of the KMP or +associates being issued +securities.
| Name of KMP | Name of registered holder | Number of +securities |
|---|---|---|
| Ian Hobson | Ian Hobson | 1,000,000 |
| Pierre Louw | Pierre Louw | 4,000,000 |
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc h/1.0/file/2924-02532480-6A1095975?access_token=83ff96335c2d45a094df02a206a39ff4
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Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
19,500,000
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Additional +securities in an existing class issued under an +employee incentive scheme
ASX +security code and description
PDIAV : OPTION EXPIRING 20-JUL-2025 EX NIL
Date the +securities the subject of this notification were issued
3/11/2022
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes
Provide details of the KMP or +associates being issued +securities.
| Name of KMP Name of registered holder Number of +securities |
|---|
| Pierre Louw Pierre Louw 1,875,000 |
| Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme |
| or a summary of the terms chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/ https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc |
| h/1.0/file/2924-02532480-6A1095975?access_token=83ff96335c2d45a094df02a206a39ff4 |
| Any other information the entity wishes to provide about the +securities the subject of this notification |
Issue details
Number of +securities
2,625,000
Additional +securities in an existing class issued under an +employee incentive scheme
ASX +security code and description
PDIAX : OPTION EXPIRING 20-JUL-2026 EX NIL
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Date the +securities the subject of this notification were issued
3/11/2022
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes
Provide details of the KMP or +associates being issued +securities.
| Name of KMP | Name of registered holder | Number of +securities |
|---|---|---|
| Pierre Louw | Pierre Louw | 1,875,000 |
| Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme |
|---|
| or a summary of the terms chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/ https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc h/1.0/file/2924-02532480-6A1095975?access_token=83ff96335c2d45a094df02a206a39ff4 |
| Any other information the entity wishes to provide about the +securities the subject of this notification |
Issue details
Number of +securities
2,625,000
Additional +securities in an existing class issued under an +employee incentive scheme
ASX +security code and description
PDIAW : OPTION EXPIRING 20-JUL-2027 EX NIL
Date the +securities the subject of this notification were issued
3/11/2022
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class
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Yes
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes
| Provide details of the KMP or +associates being issued +securities. |
|---|
| Name of KMP Name of registered holder Number of +securities |
| Pierre Louw Pierre Louw 3,750,000 |
| Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme |
| or a summary of the terms chrome-extension://efaidnbmnnnibpcajpcglclefindmkaj/ https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-researc |
| h/1.0/file/2924-02532480-6A1095975?access_token=83ff96335c2d45a094df02a206a39ff4 |
| Any other information the entity wishes to provide about the +securities the subject of this notification |
Issue details
Number of +securities
5,250,000
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| PDI : ORDINARY FULLY PAID | 1,708,701,542 |
| PDIOA : OPTION EXPIRING 24-DEC-2022 | 73,263,913 |
| 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| PDIAM : OPTION EXPIRING 05-MAY-2023 EX $0.0986 | 18,585,802 |
| PDIAS : OPTION EXPIRING 05-NOV-2024 EX $0.291 | 2,500,000 |
| PDIAT : OPTION EXPIRING 03-JAN-2025 EX $0.34 | 3,000,000 |
| PDIAU : OPTION EXPIRING 30-JUN-2026 EX $0.30 | 29,500,000 |
| PDIAV : OPTION EXPIRING 20-JUL-2025 EX NIL | 6,625,000 |
| PDIAW : OPTION EXPIRING 20-JUL-2027 EX NIL | 13,250,000 |
| PDIAX : OPTION EXPIRING 20-JUL-2026 EX NIL | 6,625,000 |
| PDIAP : OPTION EXPIRING 21-DEC-2023 EX $0.112 | 8,000,000 |
| PDIAL : OPTION EXPIRING 30-JUN-2023 EX 18C | 7,500,000 |
| PDIAR : OPTION EXPIRING 28-JUL-2024 EX $0.14 | 8,000,000 |
| PDIAQ : OPTION EXPIRING 26-MAY-2024 EX $0.0986 | 3,500,000 |
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? Yes
5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1
18/7/2022
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