PRECIGEN, INC. — Director's Dealing 2021

Jan 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-01-04

Reporting Person: Perez Jeffrey Thomas (SVP, IP Affairs)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-04	Common Stock	M	18940	—	Acquired	288870	Direct
2021-01-05	Common Stock	S	9049	$10.5649	Disposed	279821	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-04	Restricted Stock Units	$	M	18940	Disposed		Common Stock (18940)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen Common Stock.

F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

F3: The RSUs were granted on January 4, 2019, and the remaining RSUs vest in two equal annual installments on each of January 4, 2022 and 2023.