PRECIGEN, INC. — Director's Dealing 2021

Mar 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-03-13

Reporting Person: SHAPIRO ROBERT B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-13	Common Stock	M	62189	—	Acquired	185740	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-13	Restricted Stock Units	$	M	62189	Disposed		Common Stock (62189)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	82966	Indirect

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen, Inc. common stock.

F2: Shares held in the Robert B. Shapiro Revocable Trust.

F3: The RSUs vested in full on March 13, 2021.