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PRECIGEN, INC. — Director's Dealing 2021
May 21, 2021
32044_dirs_2021-05-20_737fbef3-35d6-470c-b9dc-1518a08353de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-05-18
Reporting Person: Lehr Donald P. (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common Stock | M | 26102 | — | Acquired | 300754 | Direct |
| 2021-05-19 | Common Stock | S | 8907 | $6.6295 | Disposed | 291847 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Restricted Stock Units | $ | M | 26102 | Disposed | Common Stock (26102) | Direct |
Footnotes
F1: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.
F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.
F3: The RSUs were granted on March 25, 2021 and have vested in full.
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