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PRECIGEN, INC. Director's Dealing 2021

Jul 21, 2021

32044_dirs_2021-07-20_8b5ab3b0-1af6-44c8-87b2-7d9ec7fc0cf9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-07-17

Reporting Person: Sabzevari Helen (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-17 Common Stock M 25000 Acquired 730057 Direct
2021-07-19 Common Stock S 12531 $5.4303 Disposed 717526 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-17 Restricted Stock Units $ M 25000 Disposed Common Stock (25000) Direct

Footnotes

F1: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs.

F3: The RSUs were granted on March 28, 2018 and have vested in full.