PRECIGEN, INC. — Director's Dealing 2021

Nov 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-11-19

Reporting Person: KIRK RANDAL J (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-19	Common Stock	P	307661	$3.75	Acquired	307661	Indirect
2021-11-22	Common Stock	P	161904	$3.59	Acquired	469565	Indirect
2021-11-22	Common Stock	P	43900	$3.60	Acquired	513465	Indirect
2021-11-22	Common Stock	P	200	$3.52	Acquired	513665	Indirect
2021-11-23	Common Stock	P	486335	$3.58	Acquired	1000000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	18738124	Indirect
Common Stock	479857	Indirect
Common Stock	3597953	Indirect
Common Stock	1612186	Indirect
Common Stock	447405	Indirect
Common Stock	478894	Indirect
Common Stock	3838992	Indirect
Common Stock	1594863	Indirect
Common Stock	567535	Indirect
Common Stock	342685	Indirect
Common Stock	213805	Indirect
Common Stock	1144481	Indirect
Common Stock	13520789	Indirect
Common Stock	1403	Indirect
Common Stock	16406828	Indirect

Footnotes

F1: Randal J. Kirk controls each of Parkview 2020 Limited Partnership ("Parkview 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F2: The indicated number of shares reflects internal transfers among certain affiliated entities that own issuer common stock.

F3: Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on November 23, 2021.