PRECIGEN, INC. — Director's Dealing 2021

Nov 24, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-11-19

Reporting Person: KIRK RANDAL J (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	989243	Indirect
Common Stock	989252	Indirect
Common Stock	1839946	Indirect
Common Stock	1383858	Indirect
Common Stock	3223803	Indirect
Common Stock	691929	Indirect
Common Stock	1384408	Indirect
Common Stock	311287	Indirect
Common Stock	58800	Indirect
Common Stock	59133	Indirect
Common Stock	118266	Indirect
Common Stock	19711	Indirect
Common Stock	4995000	Indirect
Common Stock	2497500	Indirect
Common Stock	832500	Indirect

Footnotes

F1: Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on November 23, 2021.

F2: Randal J. Kirk controls each of Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), and Third Security Incentive 2006 LLC ("Incentive 2006"). Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Randal J. Kirk controls each of Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4: The indicated number of shares reflects internal transfers among certain affiliated entities that own issuer common stock.