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PRECIGEN, INC. — Director's Dealing 2017
Jan 6, 2017
32044_dirs_2017-01-05_6ab0edc2-a0dc-45df-aac1-697ed90b91c1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2016-12-30
Reporting Person: KIRK RANDAL J (10% Owner)
Reporting Person: INTREXON CORP (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 135501904 | Indirect |
Footnotes
F1: The amount of securities beneficially owned by Intrexon Corporation ("Intrexon") does not reflect the 1:30 reverse stock split announced by the issuer and effective January 5, 2017. Following the 1:30 reverse stock split, Intrexon will own 4,516,730 shares.
F2: Randal J. Kirk, directly and through certain affiliates, has voting and dispositive power over a majority of the outstanding capital stock of Intrexon. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.