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PRECIGEN, INC. Director's Dealing 2016

Feb 2, 2016

32044_dirs_2016-02-02_776bd438-fe89-458b-bc4b-7d8182571c19.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2016-01-29

Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-01-29 Common Stock A 6863 $29.14 Acquired 4870467 Indirect
2016-01-29 Common Stock A 29509 $27.11 Acquired 78187 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6608167 Indirect
Common Stock 5483957 Indirect
Common Stock 130075 Indirect
Common Stock 131030 Indirect
Common Stock 105204 Indirect
Common Stock 1068 Indirect
Common Stock 237524 Indirect
Common Stock 58800 Indirect
Common Stock 699586 Indirect
Common Stock 829379 Indirect
Common Stock 73668 Indirect
Common Stock 818461 Indirect
Common Stock 179199 Indirect
Common Stock 940426 Indirect
Common Stock 131081 Indirect
Common Stock 1356648 Indirect
Common Stock 1356648 Indirect
Common Stock 678323 Indirect
Common Stock 1196077 Indirect
Common Stock 22636052 Indirect
Common Stock 13340645 Indirect
Common Stock 243001 Indirect

Footnotes

F1: In accordance with the Restricted Stock Unit Agreement dated November 1, 2015 between Intrexon Corporation ("Intrexon") and Randal J. Kirk (the "Agreement"), each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the closing price of the common stock of Intrexon on the NYSE on the last calendar day of each month (or, if such date is not a trading day, the most recent trading day prior to such date). Mr. Kirk has designated the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") to receive these shares.

F2: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015 for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. Such value shall be based upon the closing price of the common stock of Intrexon on the NYSE on the 15th calendar day of each month (or, if such date is not a trading day, the most recent trading day prior to such date).

F3: Randal J. Kirk controls each of Third Security, Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom"), R.J. Kirk DOT, JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Staff 2001 LLC ("Staff 2001"), and Third Security Senior Staff LLC ("Sr. Staff"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4: Randal J. Kirk controls each of JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management IV, LP ("NRM IV"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.