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Prairie Operating Co. — Director's Dealing 2012
Apr 13, 2012
34225_dirs_2012-04-13_d19a4d5d-5b16-4233-aa74-0b60bd50658e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Wizard World, Inc. (WIZD)
CIK: 0001162896
Period of Report: 2012-03-30
Reporting Person: MATS VADIM (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.0001 per share | 50000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Purchase) | $0.44 | 2016-05-09 | common stock, par value $0.0001 per share (150000) | Direct |
Footnotes
F1: Pursuant to the terms of a director agreement, dated January 18, 2011, by and between Wizard World, Inc. (the "Company") and Mr. Mats (the "Director Agreement"), Mr. Mats is to receive at the end of every fiscal quarter during his time serving as a director on the board of directors (the "Board"), ten thousand (10,000) shares of the Company's restricted common stock, par value $0.0001 per share. On April 11, 2012, Mr. Mats waived all future stock grants he is entitled to under the Director Agreement.
F2: 7,222 options vested on the Date Exercisable and 12,500 options will vest per fiscal quarter over a three year period.
F3: Mr. Mats received, pursuant to a stock option agreement, entered into as of May 9, 2011, by and between the Company and Mr. Mats, stock options to purchase up to one hundred and fifty thousand (150,000) shares of the Company's common stock, par value $0.0001 per share, at an exercise price per share equal to $0.44. The options are exercisable for a period of five years and vest in equal amounts over a period of three (3) years at the rate of twelve thousand five hundred (12,500) options per fiscal quarter at the end of such quarter, commencing in the quarter ended June 30, 2011, and pro-rated for the number of days Mr. Mats served on the Board during the first fiscal quarter. As of the date hereof, 44,722 options have vested.