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PPL Corp — Director's Dealing 2019
Mar 7, 2019
30176_dirs_2019-03-07_3b020f4e-971c-4046-b7db-d9323b43d8f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2019-03-05
Reporting Person: SPENCE WILLIAM H (Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-05 | Common Stock | M | 10344 | $25.24 | Acquired | 169549.125 | Direct |
| 2019-03-05 | Common Stock | S | 10344 | $32.50 | Disposed | 159205.125 | Direct |
| 2019-03-05 | Common Stock | M | 215021 | $25.41 | Acquired | 374226.125 | Direct |
| 2019-03-05 | Common Stock | S | 215021 | $32.50 | Disposed | 159205.125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-05 | Employee Stock Options (Right to Buy) | $25.24 | M | 10344 | Disposed | 2021-07-21 | Common Stock (10344) | Direct |
| 2019-03-05 | Employee Stock Options (Right to Buy) | $25.41 | M | 215021 | Disposed | 2022-01-25 | Common Stock (215021) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 137.047 | Indirect |
| Common Stock | 12824 | Indirect |
| Common Stock | 10426.275 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 10,344 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
F2: Total includes the reinvestment of dividends.
F3: This Form 4 report reflects the exercise of 215,021 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
F4: Represents the exercise of 10,344 stock options that vested in three equal annual installments beginning July 22, 2012.
F5: Represents the exercise of 215,021 stock options from a total grant of 430,041 options that vested in three equal annual installments beginning January 26, 2013.