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PPL Corp — Director's Dealing 2019
Oct 15, 2019
30176_dirs_2019-10-15_39c008b9-cbd3-492a-9960-bb9a83b546df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2019-10-14
Reporting Person: Raphael Joanne H (EVP, GC & Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-14 | Common Stock | M | 21288 | $28.09 | Acquired | 46857.211 | Direct |
| 2019-10-14 | Common Stock | S | 21288 | $32.07 | Disposed | 25569.211 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-14 | Employee Stock Options (Right to Buy) | $28.09 | M | 21288 | Disposed | 2020-01-20 | Common Stock (21288) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1645.232 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 21,288 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 5, 2018.
F2: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F3: Represents the weighted average sale price for price increments ranging from $32.040 to $32.185.
F4: Total includes the reinvestment of dividends.
F5: Represents the exercise of 21,288 stock options that vested in three installments on January 21, 2011, January 21, 2012 and January 21, 2013.