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PPL Corp — Director's Dealing 2019
Dec 5, 2019
30176_dirs_2019-12-05_8437f602-7a1a-4b8c-86b4-270f4e0f6f30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2019-12-04
Reporting Person: SPENCE WILLIAM H (Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-04 | Common Stock | M | 388968 | $26.59 | Acquired | 558695.801 | Direct |
| 2019-12-04 | Common Stock | S | 388968 | $34.50 | Disposed | 169727.801 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-04 | Employee Stock Options (Right to Buy) | $26.59 | M | 388968 | Disposed | 2023-01-23 | Common Stock (388968) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 142.552 | Indirect |
| Common Stock | 12824 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 388,968 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
F2: Total includes the reinvestment of dividends.
F3: Represents the exercise of 388,968 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014.
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