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PPL Corp — Director's Dealing 2019
Nov 19, 2019
30176_dirs_2019-11-19_3038aa66-3fdd-4704-a1ce-0092205cefb0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PPL Corp (PPL)
CIK: 0000922224
Period of Report: 2019-11-18
Reporting Person: Sorgi Vincent (President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-18 | Common Stock | M | 13696 | $25.13 | Acquired | 30976.489 | Direct |
| 2019-11-18 | Common Stock | S | 13696 | $34.044 | Disposed | 17280.489 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-18 | Employee Stock Options (Right to Buy) | $25.13 | M | 13696 | Disposed | 2020-03-28 | Common Stock (13696) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 136.702 | Indirect |
Footnotes
F1: This Form 4 report reflects the exercise of 13,696 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
F2: The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
F3: Represents the weighted average sale price for price increments ranging from $34.02 to $34.11.
F4: Total includes the reinvestment of dividends.
F5: Represents the exercise of 13,696 stock options that vested in three equal annual installments beginning on March 29, 2011.