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POWER MINERALS LIMITED — Major Shareholding Notification 2021
Jan 26, 2021
65586_rns_2021-01-26_745c4ac7-37b4-407c-9996-288da564ed0e.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | PEPINNINI MINERALS LIMITED |
|---|---|
| ACN/ARSN | ACN 101 714 989 |
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) | |
|---|---|---|
| ACN/ARSN (if applicable) | 008 496 713 | |
| The holder became a substantial holder on | 22-Jan-2021 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Persons' votes (5) | Voting power (6) |
|---|---|---|---|
| Common Stock | 2,025,051 | 2,025,051 | 5.25% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Credit Suisse Equities (Australia)Limited (ACN 068 232 708) | Voting rights and right to dispose | 2,025,051 Common Stock |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of | Person entitled to be | Class and number of |
|---|---|---|---|
| securities | registered as holder (8) | securities | |
| Credit Suisse Equities(Australia) Limited (ACN 068232 708) | CS Fourth Nominees PtyLimited (ACN 069 126 432) | Credit Suisse Equities(Australia) Limited | 2,025,051 Common Stock |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class and number ofsecurities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| Credit Suisse Equities(Australia) Limited | 22-Oct-20 | 36,141.09 AUD | 145,000 Common Stock | |
| Credit Suisse Equities(Australia) Limited | 22-Oct-20 | 4,500.0 AUD | 17,000 Common Stock | |
| Credit Suisse Equities(Australia) Limited | 23-Oct-20 | 14,689.13 AUD | 74,993 Common Stock |
| Credit Suisse Equities(Australia) Limited | 26-Oct-20 | 5,312.50 AUD | -19,500 Common Stock |
|---|---|---|---|
| Credit Suisse Equities(Australia) Limited | 26-Oct-20 | 25,749.25 AUD | -95,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 27-Oct-20 | 550.0 AUD | 2,500 Common Stock |
| Credit Suisse Equities(Australia) Limited | 28-Oct-20 | 1,048.53 AUD | -4,993 Common Stock |
| Credit Suisse Equities(Australia) Limited | 28-Oct-20 | 861.40 AUD | 4,307 Common Stock |
| Credit Suisse Equities(Australia) Limited | 29-Oct-20 | 1,100.0 AUD | 5,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 29-Oct-20 | 1,575.0 AUD | -7,500 Common Stock |
| Credit Suisse Equities(Australia) Limited | 30-Oct-20 | 4,054.47 AUD | -19,307 Common Stock |
| Credit Suisse Equities(Australia) Limited | 30-Oct-20 | 8,500.0 AUD | 50,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 30-Oct-20 | 6,500.0 AUD | 35,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 2-Nov-20 | 2,040.63 AUD | -10,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 3-Nov-20 | 3,400.0 AUD | -20,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 4-Nov-20 | 260.0 AUD | 2,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 4-Nov-20 | 1,761.37 AUD | 13,549 Common Stock |
| Credit Suisse Equities(Australia) Limited | 4-Nov-20 | 1,650.0 AUD | -10,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 5-Nov-20 | 20,530.53 AUD | -125,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 9-Nov-20 | 2,565.59 AUD | -15,549 Common Stock |
| Credit Suisse Equities(Australia) Limited | 11-Nov-20 | 525.0 AUD | -3,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 12-Nov-20 | 5,400.0 AUD | 30,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 16-Nov-20 | 4,040.0 AUD | -22,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 17-Nov-20 | 1,561.47 AUD | 10,074 Common Stock |
| Credit Suisse Equities(Australia) Limited | 18-Nov-20 | 9.92 AUD | 64 Common Stock |
| Credit Suisse Equities(Australia) Limited | 20-Nov-20 | 1,528.61 AUD | 9,862 Common Stock |
| Credit Suisse Equities(Australia) Limited | 27-Nov-20 | 7,750.0 AUD | -50,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 22-Dec-20 | 98,794.44 AUD | 418,938 Common Stock |
|---|---|---|---|
| Credit Suisse Equities(Australia) Limited | 22-Dec-20 | 158,239.44 AUD | 578,068 Common Stock |
| Credit Suisse Equities(Australia) Limited | 23-Dec-20 | 383,356.27 AUD | 1,422,276 CommonStock |
| Credit Suisse Equities(Australia) Limited | 23-Dec-20 | 89,576.92 AUD | 335,540 Common Stock |
| Credit Suisse Equities(Australia) Limited | 24-Dec-20 | 58,890.61 AUD | -230,871 Common Stock |
| Credit Suisse Equities(Australia) Limited | 24-Dec-20 | 120,790.90 AUD | -449,218 Common Stock |
| Credit Suisse Equities(Australia) Limited | 24-Dec-20 | 20,731.40 AUD | 86,157 Common Stock |
| Credit Suisse Equities(Australia) Limited | 24-Dec-20 | 923.54 AUD | 3,791 Common Stock |
| Credit Suisse Equities(Australia) Limited | 29-Dec-20 | 329,034.66 AUD | -1,211,126 CommonStock |
| Credit Suisse Equities(Australia) Limited | 29-Dec-20 | 79,001.26 AUD | -285,156 Common Stock |
| Credit Suisse Equities(Australia) Limited | 29-Dec-20 | 46,957.62 AUD | 156,375 Common Stock |
| Credit Suisse Equities(Australia) Limited | 29-Dec-20 | 7,500.0 AUD | 25,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 30-Dec-20 | 907.21 AUD | -3,791 Common Stock |
| Credit Suisse Equities(Australia) Limited | 30-Dec-20 | 87,154.47 AUD | -381,402 Common Stock |
| Credit Suisse Equities(Australia) Limited | 30-Dec-20 | 111,061.27 AUD | 338,575 Common Stock |
| Credit Suisse Equities(Australia) Limited | 30-Dec-20 | 71,125.19 AUD | 222,806 Common Stock |
| Credit Suisse Equities(Australia) Limited | 31-Dec-20 | 41,571.17 AUD | -147,130 Common Stock |
| Credit Suisse Equities(Australia) Limited | 31-Dec-20 | 2,850.0 AUD | -10,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 31-Dec-20 | 88,722.0 AUD | 230,622 Common Stock |
| Credit Suisse Equities(Australia) Limited | 31-Dec-20 | 23,239.95 AUD | 60,591 Common Stock |
| Credit Suisse Equities(Australia) Limited | 4-Jan-21 | 45,541.67 AUD | -147,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 4-Jan-21 | 42,453.55 AUD | -135,372 Common Stock |
| Credit Suisse Equities(Australia) Limited | 4-Jan-21 | 59,551.28 AUD | 164,365 Common Stock |
| Credit Suisse Equities(Australia) Limited | 4-Jan-21 | 3,500.0 AUD | 10,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 5-Jan-21 | 42,003.19 AUD | -115,372 Common Stock |
|---|---|---|---|
| Credit Suisse Equities(Australia) Limited | 5-Jan-21 | 24,402.0 AUD | -64,300 Common Stock |
| Credit Suisse Equities(Australia) Limited | 5-Jan-21 | 3,400.0 AUD | 10,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 5-Jan-21 | 14,930.72 AUD | 43,734 Common Stock |
| Credit Suisse Equities(Australia) Limited | 6-Jan-21 | 49,241.95 AUD | -131,654 Common Stock |
| Credit Suisse Equities(Australia) Limited | 6-Jan-21 | 4,437.50 AUD | -12,500 Common Stock |
| Credit Suisse Equities(Australia) Limited | 6-Jan-21 | 1,364.50 AUD | 4,100 Common Stock |
| Credit Suisse Equities(Australia) Limited | 6-Jan-21 | 27,768.28 AUD | 81,054 Common Stock |
| Credit Suisse Equities(Australia) Limited | 7-Jan-21 | 43,224.04 AUD | -132,951 Common Stock |
| Credit Suisse Equities(Australia) Limited | 7-Jan-21 | 18,722.40 AUD | -53,164 Common Stock |
| Credit Suisse Equities(Australia) Limited | 7-Jan-21 | 1,256.25 AUD | 3,750 Common Stock |
| Credit Suisse Equities(Australia) Limited | 7-Jan-21 | 124,053.21 AUD | 365,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 8-Jan-21 | 106,234.73 AUD | -312,934 Common Stock |
| Credit Suisse Equities(Australia) Limited | 8-Jan-21 | 3,400.0 AUD | -10,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 8-Jan-21 | 1,450.0 AUD | 4,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 8-Jan-21 | 26,907.05 AUD | 75,880 Common Stock |
| Credit Suisse Equities(Australia) Limited | 11-Jan-21 | 3,636.09 AUD | -10,854 Common Stock |
| Credit Suisse Equities(Australia) Limited | 11-Jan-21 | 862.50 AUD | -2,500 Common Stock |
| Credit Suisse Equities(Australia) Limited | 11-Jan-21 | 1,009.50 AUD | 3,100 Common Stock |
| Credit Suisse Equities(Australia) Limited | 11-Jan-21 | 21,807.64 AUD | 65,332 Common Stock |
| Credit Suisse Equities(Australia) Limited | 12-Jan-21 | 1,782.49 AUD | -5,041 Common Stock |
| Credit Suisse Equities(Australia) Limited | 12-Jan-21 | 21,820.0 AUD | -65,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 12-Jan-21 | 45,210.31 AUD | 131,681 Common Stock |
| Credit Suisse Equities(Australia) Limited | 12-Jan-21 | 36,429.37 AUD | 105,222 Common Stock |
| Credit Suisse Equities(Australia) Limited | 13-Jan-21 | 27,943.73 AUD | -86,471 Common Stock |
|---|---|---|---|
| Credit Suisse Equities(Australia) Limited | 13-Jan-21 | 30,021.97 AUD | 83,426 Common Stock |
| Credit Suisse Equities(Australia) Limited | 13-Jan-21 | 517.50 AUD | 1,500 Common Stock |
| Credit Suisse Equities(Australia) Limited | 14-Jan-21 | 8,115.03 AUD | -23,822 Common Stock |
| Credit Suisse Equities(Australia) Limited | 14-Jan-21 | 15,498.84 AUD | -48,422 Common Stock |
| Credit Suisse Equities(Australia) Limited | 14-Jan-21 | 8,892.28 AUD | 26,614 Common Stock |
| Credit Suisse Equities(Australia) Limited | 15-Jan-21 | 33,791.23 AUD | -94,426 Common Stock |
| Credit Suisse Equities(Australia) Limited | 15-Jan-21 | 15,728.66 AUD | 48,897 Common Stock |
| Credit Suisse Equities(Australia) Limited | 15-Jan-21 | 3,150.0 AUD | 10,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 18-Jan-21 | 36,875.0 AUD | -110,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 18-Jan-21 | 1,450.0 AUD | 5,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 18-Jan-21 | 30,353.23 AUD | 97,029 Common Stock |
| Credit Suisse Equities(Australia) Limited | 19-Jan-21 | 5,190.45 AUD | -16,186 Common Stock |
| Credit Suisse Equities(Australia) Limited | 19-Jan-21 | 24,015.42 AUD | 77,783 Common Stock |
| Credit Suisse Equities(Australia) Limited | 20-Jan-21 | 45,807.42 AUD | -154,269 Common Stock |
| Credit Suisse Equities(Australia) Limited | 20-Jan-21 | 11,630.0 AUD | -37,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 20-Jan-21 | 3,475.0 AUD | 10,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 20-Jan-21 | 45,288.46 AUD | 130,993 Common Stock |
| Credit Suisse Equities(Australia) Limited | 21-Jan-21 | 53,747.28 AUD | -170,925 Common Stock |
| Credit Suisse Equities(Australia) Limited | 21-Jan-21 | 1,999.50 AUD | -6,600 Common Stock |
| Credit Suisse Equities(Australia) Limited | 21-Jan-21 | 63,135.0 AUD | 139,500 Common Stock |
| Credit Suisse Equities(Australia) Limited | 21-Jan-21 | 89,709.93 AUD | 208,198 Common Stock |
| Credit Suisse Equities(Australia) Limited | 22-Jan-21 | 24,680.88 AUD | -71,745 Common Stock |
| Credit Suisse Equities(Australia) Limited | 22-Jan-21 | 1,722.50 AUD | -5,000 Common Stock |
| Credit Suisse Equities(Australia) Limited | 22-Jan-21 | 188,965.14 AUD | 313,494 Common Stock |
|---|---|---|---|
| Credit Suisse Equities(Australia) Limited | 22-Jan-21 | 397,486.82 AUD | 668,362 Common Stock |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Credit Suisse Equities (Australia) Limited(ACN 068 232 708) | Related Body Corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited(ACN 008 496 713) | Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited(ACN 068 232 708) | Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432) | Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
Signature
| print name | Winston Loke | capacity | Authorised Signatory |
|---|---|---|---|
| sign here | date | 27-Jan-2021 | |
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