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POPULAR, INC. — Director's Dealing 2020
May 13, 2020
30696_dirs_2020-05-13_71234716-e2df-4718-be4f-a99ae3370a44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: POPULAR INC (BPOP)
CIK: 0000763901
Period of Report: 2020-05-12
Reporting Person: UNANUE CARLOS (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-12 | Restricted Stock Units | $ | A | 5668 | Acquired | Common Stock Par Value $0.01 per share (5668) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Par Value $0.01 per share | 52046.726 | Direct |
| Common Stock Par Value $0.01 per share | 5331 | Indirect |
| Common Stock Par Value $0.01 per share | 75731 | Indirect |
Footnotes
F1: Represents 8.33% of Popular, Inc.'s common stock held by Island Can Corp. of which Mr. Unanue has an ownership interest of 8.33% and is General Manager.
F2: Mr. Unanue disclaims beneficial ownership of Popular, Inc.'s shares held by his mother.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: Restricted stock units are converted into an equivalent number of shares of common stock and issued to the reporting person in equal annual installments on each 15th of August of the first five years following the date of termination of service as a director.