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PLUS THERAPEUTICS, INC. — Director's Dealing 2017
Jan 27, 2017
34301_dirs_2017-01-27_e8a87086-70c5-49de-85d8-01178afcf0eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CTYX)
CIK: 0001095981
Period of Report: 2017-01-26
Reporting Person: MARTELL RON (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-26 | Non-Qualified Stock Option (right to buy) | $1.56 | A | 50000 | Acquired | 2027-01-26 | Common Stock (50000) | Direct |
Footnotes
F1: The reporting person received a non-qualified stock option granted under the Issuer's 2014 Equity Incentive Plan. The exercise price per share to be paid by the reporting person at the time the option is exercised is the closing sale price of the Issuer's Common Stock on the NASDAQ Stock Market as of the date of the grant. The closing sale price on the date of the grant was $1.56.
F2: Fifty percent (50%) of the option shares shall vest on January 26, 2018 with the remaining fifty percent (50%) of the option shares vesting on January 26, 2019.