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PLUS THERAPEUTICS, INC. Director's Dealing 2016

Mar 9, 2016

34301_dirs_2016-03-09_1fc46431-a57b-429f-905b-a26c143d3183.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2016-03-09

Reporting Person: RICKEY DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-09 Common Stock P 50000 $0.1886 Acquired 270059 Indirect
2016-03-09 Common Stock P 100000 $.1886 Acquired 753385 Indirect

Footnotes

F1: These securities are owned by the Dave Rickey and Daughters Foundation Charitable Trust.

F2: These securities are owned by David M Rickey Trustee
The David M Rickey Trust u/a DTD 5/8/2002

F3: The shares were purchased in multiple open market transactions ranging in price from $0.1834 to $0.1900 per share, with a weighted average price of $0.1886 (as reported above).