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PLUS THERAPEUTICS, INC. — Director's Dealing 2016
Mar 9, 2016
34301_dirs_2016-03-09_1fc46431-a57b-429f-905b-a26c143d3183.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2016-03-09
Reporting Person: RICKEY DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-09 | Common Stock | P | 50000 | $0.1886 | Acquired | 270059 | Indirect |
| 2016-03-09 | Common Stock | P | 100000 | $.1886 | Acquired | 753385 | Indirect |
Footnotes
F1: These securities are owned by the Dave Rickey and Daughters Foundation Charitable Trust.
F2: These securities are owned by David M Rickey Trustee
The David M Rickey Trust u/a DTD 5/8/2002
F3: The shares were purchased in multiple open market transactions ranging in price from $0.1834 to $0.1900 per share, with a weighted average price of $0.1886 (as reported above).
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