PLUS THERAPEUTICS, INC. — Director's Dealing 2014

Jan 3, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2013-12-31

Reporting Person: RICKEY DAVID (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-01-01	Restricted Stock Award (Common Stock)	A	10550	—	Acquired	10550	Direct
2013-12-31	Common Stock	G	29519	—	Disposed	0	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-01-01	Non- Qualified Stock Option (Right to Buy)	$2.57	A	16030	Acquired	2024-01-01	Common Stock (16030)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	211566	Indirect
Common Stock	115059	Indirect

Footnotes

F1: The Restricted Stock Award vests in full on January 2, 2015, subject to the terms of the Company's 2004 Equity Incentive Plan.

F2: This transaction is a gift of securities to Mr. Rickey's children.

F3: These securities are owned by David M. Rickey, Trustee FBO The Rickey Annuity Trust.

F4: The stock options vest 1/24th each month from date of grant, subject to the terms of the Company's 2004 Equity Incentive Plan.