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PLUS THERAPEUTICS, INC. — Director's Dealing 2014
Apr 15, 2014
34301_dirs_2014-04-15_3eda6bd8-ff43-4029-96b6-5a15b3e8f18f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2014-04-11
Reporting Person: HEDRICK MARC H (Director, President & CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-11 | Employee Stock Option | $2.38 | A | 285000 | Acquired | 2024-04-11 | Common Stock (285000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 504611 | Direct |
| Common Stock | 6600 | Indirect |
| Common Stock | 7500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant to Purchase Common Stock | $2.62 | 2014-05-12 | Common Stock (35000) | 35000 | Direct |
Footnotes
F1: These securities are owned by M Hedrick & T Hedrick TTEE Dr. Marc Hamilton Hedrick & TRA U/A DTD 09/13/1999.
F2: The Employee Stock options vest 1/48th each month from date of grant.
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