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PLUS THERAPEUTICS, INC. — Director's Dealing 2014
Jun 9, 2014
34301_dirs_2014-06-09_6eb7c475-d299-4904-98bc-d119d1034e29.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2014-06-05
Reporting Person: RICKEY DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-05 | Common Stock | P | 66 | $2.32 | Acquired | 211632 | Indirect |
| 2014-06-05 | Common Stock | P | 5139 | $2.33 | Acquired | 216771 | Indirect |
| 2014-06-05 | Common Stock | P | 3827 | $2.34 | Acquired | 220598 | Indirect |
| 2014-06-05 | Common Stock | P | 968 | $2.35 | Acquired | 221566 | Indirect |
| 2014-06-05 | Common Stock | P | 134 | $2.32 | Acquired | 115193 | Indirect |
| 2014-06-05 | Common Stock | P | 10282 | $2.33 | Acquired | 125475 | Indirect |
| 2014-06-05 | Common Stock | P | 7652 | $2.34 | Acquired | 133127 | Indirect |
| 2014-06-05 | Common Stock | P | 1932 | $2.35 | Acquired | 135059 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock Award (Common Stock) | 15819 | Direct |
Footnotes
F1: These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust.
F2: These securities are owned by the Dave Rickey and Daughters Foundation.
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