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PLUS THERAPEUTICS, INC. — Director's Dealing 2014
Jul 2, 2014
34301_dirs_2014-07-02_3f2fb34b-4d20-42a1-84b6-b44b55bfdfb0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2014-07-01
Reporting Person: Naughton Gail K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-01 | Restricted Stock Award | A | 21000 | $0.00 | Acquired | 21000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-01 | Non Qualified Stock Option (Right to Buy) | $2.40 | A | 21000 | Acquired | 2024-07-01 | Common Stock (21000) | Direct |
Footnotes
F1: The Restricted Stock vests 50% on July 1, 2015 and 50% on July 1, 2016, subject to Dr. Naughton's continued service to the Company.
F2: The option vests 50% on July 1, 2015 with the remaining options vesting in equal monthly installments over the subsequent year thereafter, subject to Dr. Naughton's continued service to the Company.
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