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PLUS THERAPEUTICS, INC. Director's Dealing 2014

Jul 2, 2014

34301_dirs_2014-07-02_3f2fb34b-4d20-42a1-84b6-b44b55bfdfb0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2014-07-01

Reporting Person: Naughton Gail K (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-07-01 Restricted Stock Award A 21000 $0.00 Acquired 21000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-07-01 Non Qualified Stock Option (Right to Buy) $2.40 A 21000 Acquired 2024-07-01 Common Stock (21000) Direct

Footnotes

F1: The Restricted Stock vests 50% on July 1, 2015 and 50% on July 1, 2016, subject to Dr. Naughton's continued service to the Company.

F2: The option vests 50% on July 1, 2015 with the remaining options vesting in equal monthly installments over the subsequent year thereafter, subject to Dr. Naughton's continued service to the Company.