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PLUS THERAPEUTICS, INC. — Director's Dealing 2014
Nov 13, 2014
34301_dirs_2014-11-13_9eaf2460-e16f-40af-8ee5-ed2809635f91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2014-11-13
Reporting Person: RICKEY DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-13 | Common Stock | P | 20000 | $0.47 | Acquired | 391566 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 185059 | Indirect |
| Restricted Stock Award (Common Stock) | 15819 | Direct |
Footnotes
F1: These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust.
F2: These securities are owned by the Dave Rickey and Daughters Foundation.
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