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PLUS THERAPEUTICS, INC. Director's Dealing 2014

Nov 13, 2014

34301_dirs_2014-11-13_9eaf2460-e16f-40af-8ee5-ed2809635f91.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2014-11-13

Reporting Person: RICKEY DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-13 Common Stock P 20000 $0.47 Acquired 391566 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 185059 Indirect
Restricted Stock Award (Common Stock) 15819 Direct

Footnotes

F1: These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust.

F2: These securities are owned by the Dave Rickey and Daughters Foundation.