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PLUS THERAPEUTICS, INC. — Director's Dealing 2013
Jan 3, 2013
34301_dirs_2013-01-03_0305c1f3-9880-4a7d-a3c9-b7793512c43b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2013-01-01
Reporting Person: Dean Lloyd H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-01 | Restricted Stock Award (Common Stock) | A | 6100 | — | Acquired | 6100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-01 | Non-Qualified Stock Option (Right to Buy) | $2.80 | A | 6100 | Acquired | 2023-01-01 | Common Stock (6100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 31000 | Direct |
| Common Stock | 40000 | Indirect |
Footnotes
F1: The Restricted Stock Award vests in full on January 1, 2014, subject to the terms of the Company's 2004 Equity Incentive Plan.
F2: These shares are owned by the Dean Family Trust.
F3: The stock options vest 1/24th each month from date of grant, subject to the terms of the 2004 Equity Incentive Plan.
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