PLUS THERAPEUTICS, INC. — Director's Dealing 2013

Jan 3, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2013-01-01

Reporting Person: RICKEY DAVID (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-01-01	Restricted Stock Award (Common Stock)	A	6100	—	Acquired	6100	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-01-01	Non-Qualified Stock Option (Right to Buy)	$2.80	A	6100	Acquired	2023-01-01	Common Stock (6100)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10000	Direct
Common Stock	108559	Indirect
Common Stock	158101	Indirect
Common Stock	34909	Indirect

Footnotes

F1: The Restricted Stock Award vests in full on January 1, 2014, subject to the terms of the Company's 2004 Equity Incentive Plan.

F2: These securities are owned by the Dave Rickey and Daughters Foundation.

F3: These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust

F4: These securities are owned by David M Rickey, Trustee FBO The Rickey Annunity Trust.

F5: The stock options vest 1/24th each month from date of grant, subject to the terms of the 2004 Equity Incentive Plan.