PLUS THERAPEUTICS, INC. — Director's Dealing 2013

Sep 5, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2013-09-03

Reporting Person: RICKEY DAVID (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-09-03	Common Stock	P	2000	$2.14	Acquired	110559	Indirect
2013-09-03	Common Stock	P	400	$2.13	Acquired	168501	Indirect
2013-09-03	Common Stock	P	4600	$2.14	Acquired	173101	Indirect
2013-09-04	Common Stock	M	11875	$2.20	Acquired	184976	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-09-04	Non-Qualified Stock Option (Right to Buy)	$2.20	M	11875	Acquired	2022-01-01	Common Stock (11875)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	34909	Indirect
Restricted Stock Award (Common Stock)	6100	Direct

Footnotes

F1: These securities are owned by the Dave Rickey and Daughters Foundation.

F2: These securities are owned by Dave Rickey, TTEE FBO the David Rickey Trust