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PLUS THERAPEUTICS, INC. Director's Dealing 2013

Oct 9, 2013

34301_dirs_2013-10-09_a73bc575-4c80-42bf-b8b4-6b507374fe93.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2013-10-07

Reporting Person: LYONS GARY A (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-07 Restricted Stock Award A 21000 Acquired 21000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-07 Non Qualified Stock Option (Right to Buy) $2.265 A 21000 Acquired 2023-10-07 Common Stock (21000) Direct

Footnotes

F1: The Restricted Stock vests 50% on October 7, 2014 and 50% on October 7, 2015, subject to Mr. Lyons' continued service to the Company.

F2: The option vests 50% on October 7, 2014 with the remaining options vesting in equal monthly installments over the subsequent year thereafter, subject to Mr. Lyons' continued service to the Company