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PLUS THERAPEUTICS, INC. — Director's Dealing 2013
Oct 9, 2013
34301_dirs_2013-10-09_a73bc575-4c80-42bf-b8b4-6b507374fe93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CYTORI THERAPEUTICS, INC. (CYTX)
CIK: 0001095981
Period of Report: 2013-10-07
Reporting Person: LYONS GARY A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-07 | Restricted Stock Award | A | 21000 | — | Acquired | 21000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-07 | Non Qualified Stock Option (Right to Buy) | $2.265 | A | 21000 | Acquired | 2023-10-07 | Common Stock (21000) | Direct |
Footnotes
F1: The Restricted Stock vests 50% on October 7, 2014 and 50% on October 7, 2015, subject to Mr. Lyons' continued service to the Company.
F2: The option vests 50% on October 7, 2014 with the remaining options vesting in equal monthly installments over the subsequent year thereafter, subject to Mr. Lyons' continued service to the Company
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